|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
 |
||||||||||
| 3M Co. | 2nd-73.91 | Common stock and debt securities. | NYSE | |||||||
| 02-24-06 | Manufacturer of consumer and industrial products. | MMM | ||||||||
|
||||||||||
|
||||||||||
| Aames Investment Corp. | $500mm | 2nd-6.31 | Common and preferred stock, warrants and units. | NYSE | ||||||
| 09-27-05 | REIT. | AIC | ||||||||
|
||||||||||
| Abiomed Inc. | 7,500,000 | 2nd-14.73 | Common stock. | NSDQ | ||||||
| 10-02-06 | Manufacturer of medical products. | ABMD | ||||||||
|
||||||||||
| Abraxas Petroleum Corp. | $150mm | 2nd-5.63 | Common and preferred stock, warrants and units. | NYSE | ||||||
| 04-05-06 | Energy company which explores for crude oil and natural gas. | ABP-A | ||||||||
|
||||||||||
| Abraxis BioScience Inc. | 2nd-23.80 | Common and preferred stock, warrants and debt securities. | NSDQ | |||||||
| 06-27-06 | Biopharmaceutical company. | ABBI | ||||||||
|
||||||||||
| Access Integrated Technologies | $75mm | 2nd-11.08 | Common and preferred stock and warrants. | NYSE | ||||||
| 12-21-05 | Operator of Internet data centers. | AIX-A | ||||||||
|
||||||||||
| Active Power Inc. | $75mm | 2nd-3.05 | Common and preferred stock, debt securities and units. | NSDQ | ||||||
| 09-05-06 | Power quality products. | ACPW | ||||||||
|
||||||||||
| Actuant Corp. | 2nd-61.54 | Common and preferred stock, warrants and debt securities. | NYSE | |||||||
| 08-08-07 | Designs a broad range of electrical and industrials tools. | ATU | ||||||||
|
||||||||||
| ADA-ES Inc. | 3,000,000 | 2nd-19.97 | Common stock. | NSDQ | ||||||
| 05-30-07 | Environmental technology. | ADES | ||||||||
|
||||||||||
| Advance Nanotech Inc. | $157mm | 2nd-7.50 | Common stock. | NSDQ | ||||||
| 06-02-05 | Specializes in the acquisition of nanotechnologies. | AVNA | ||||||||
|
||||||||||
| Aegean Marine Petroleum Network Inc | 3,250,000 | 2nd-24.18 | Common stock, preferred stock, debt securities, warrants, purchase contracts and units. | NYSE | ||||||
| 11-06-09 | Physical supplier and marketer of refined marine fuel and lubricants to ships in port and at sea. | ANW | ||||||||
|
||||||||||
| Aetna Inc. | 2nd-95.50 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 12-05-05 | Health care and related benefits insurance organization. | AET | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Affordable Residential | 10,000,000 | 2nd-10.57 | Common stock. | NYSE | ||||||
| 10-17-06 | REIT. | ARC | ||||||||
|
||||||||||
|
||||||||||
| Airtrain Holding | $225mm | 2nd-11.00 | Common and preferred stock, debt shares, and warrants. | NYSE | ||||||
| 08-16-05 | Operates a low fare scheduled airline servings short-haul markets in the eastern United States. | AAI | ||||||||
|
||||||||||
| AirTran Holdings Inc. | $250mm | 2nd-6.17 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 07-06-09 | Low fare scheduled airline. | AAI | ||||||||
|
||||||||||
| Akamai Technologies Inc. | 2,664,684 | 2nd-54.52 | Common stock. | NSDQ | ||||||
| 12-27-06 | Provider of global services for internet content to improve web sites. | AKAM | ||||||||
|
||||||||||
| Alcoa Inc. | 2nd-35.64 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 03-10-08 | Producer of aluminum. | AA | ||||||||
|
||||||||||
| Alexandria Real Estate Equities Inc. | $500mm | 2nd-91.25 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 04-24-06 | REIT - biotech and other science companies. | ARE | ||||||||
|
||||||||||
| Allegiant Travel Co. | $150mm | 2nd-54.70 | Senior debt securities, common and preferred shares and units. | NSDQ | ||||||
| 04-20-09 | Provider of air transportation services. | ALGT | ||||||||
|
||||||||||
| Alliance Holdings GP LP | $1.31Bln | 2nd-29.46 | Common stock. | NSDQ | ||||||
| 06-01-07 | Holds limited partner interests in Alliance Resource Partners LP. | AHGP | ||||||||
|
||||||||||
| Alliant Techsystems Inc. | 2nd-77.07 | Common and preferred stock. depositary shares and warrants. | NYSE | |||||||
| 03-02-06 | Develops aerospace and defense products and systems. | ATK | ||||||||
|
||||||||||
| Allis-Chalmers Energy Inc. | 3,200,000 | 2nd-17.79 | Common stock. | NYSE | ||||||
| 10-11-07 | Oil and natural gas drilling industry. | ALY | ||||||||
|
||||||||||
| Allos Therapeutics Inc. | 2nd-6.18 | Common and preferred stock, warrants and units. | NSDQ | |||||||
| 05-23-07 | Small molecule drugs for cancer treatments. | ALTH | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Allscripts Healthcare Solutions Inc | $200mm | 2nd-16.00 | Common and preferred stock, debt shares, warrants, Stock purchase contracts and units. | NSDQ | ||||||
| 11-18-05 | Provides physicians with internet client/server medication management solutions. | MDRX | ||||||||
|
||||||||||
|
||||||||||
| Altair Nanotechnologies | $50mm | 2nd-3.33 | Common shares, warrants and units. | NSDQ | ||||||
| 09-05-06 | Exploration of mineral properties. | ALTI | ||||||||
|
||||||||||
| Amarin Corp. plc | $100mm | 2nd-2.41 | Ordinary shares and preferred shares. | NSDQ | ||||||
| 07-12-06 | Specialty pharmacuetical company focusing on pain management. | AMRN | ||||||||
|
||||||||||
| Ameren Corp | 2nd-33.89 | Common and preferred stock, stock purchase contracts and units. | NYSE | |||||||
| 11-17-08 | Generates and distributes electricity and natural gas. | AEE | ||||||||
|
||||||||||
| American Axle & Manufacturing | 2nd-16.21 | Common stock and preferred stock, warrants and debt securities. | NYSE | |||||||
| 03-01-06 | Manufactures drive systems for light trucks and SUV's. | AXL | ||||||||
|
||||||||||
| American Campus Communities Inc | 2nd-18.90 | Common stock, shares of preferred stock, debt securities and warrants. | ||||||||
| 03-16-09 | Reit - Triple Net Lease / Specialty. | ACC | ||||||||
|
||||||||||
| American Ecology Corp | 6,117,827 | 2nd-17.9 | Common stock. | NSDQ | ||||||
| 07-06-05 | Provider of radioactive, hazardous and municipal solid waste management services. | ECOL | ||||||||
|
||||||||||
| American Electric Power Co Inc. | 2nd-31.42 | Common stock, senior notes, junior subordinated debentures, stock purchase contracts and stock purchase units. | NYSE | |||||||
| 12-22-08 | Electric utility holding company | AEP | ||||||||
|
||||||||||
| American Financial Realty Trust | 2nd-11.56 | Common and preferred shares and warrants. | NYSE | |||||||
| 11-17-06 | REIT. | AFR | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| American Public Education | $181.36mm | 2nd-43.04 | Common stock. | NSDQ | ||||||
| 11-12-08 | Provider of online postsecondary education for the needs of the military communities. | APEI | ||||||||
|
||||||||||
|
||||||||||
| American Water Works Co. | 2nd-17.59 | Common and preferred stock, depositary shares and warrants. | NYSE | |||||||
| 05-01-09 | Provider of water and waste services. | AWK | ||||||||
|
||||||||||
| Ameriprise Financial Inc. | 2nd-26.45 | Common and preferred stock, warrants. | NYSE | |||||||
| 05-04-09 | Provides financial planning and services to individuals and institutions. | AMP | ||||||||
|
||||||||||
| AmeriTyre Corp. | $120mm | 2nd-8.30 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 05-26-06 | Tire manufacturer of bicycles and specialty tires. | AMTY | ||||||||
|
||||||||||
| AmerUs Group Co. | $1.50Bln | 2nd-49.31 | Common and preferred stock, depositary shares and debt securities. | NYSE | ||||||
| 07-12-05 | Individual life insurance and annuity products. | AMH | ||||||||
|
||||||||||
| AMN Healthcare Services Inc. | 3,046,538 | 2nd-19.01 | Common stock. | NYSE | ||||||
| 03-13-06 | Temporary healthcare staffing company. | AHS | ||||||||
|
||||||||||
| Ampal-American Israel Corp. | 2nd-4.65 | Common stock, debt securities and units. | NSDQ | |||||||
| 02-28-07 | Israel investments. | AMPL | ||||||||
|
||||||||||
| AMR Corp. | 2nd-18.83 | Common and preferred stock, warrants. | NYSE | |||||||
| 07-17-09 | Holding company for American Airlines. | AMR | ||||||||
|
||||||||||
| AMREP Corp. | $150mm | 2nd-76.38 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 04-03-07 | Real estate development company. | AXR | ||||||||
|
||||||||||
| Anadys Pharmaceuticals | $125mm | 2nd-15.91 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 03-27-06 | Developer of anti-infective medicines for the treatment of hep C. | ANDS | ||||||||
|
||||||||||
| Annaly Capital Management Inc. | 2nd-14.43 | Common stock and debt securities. | NYSE | |||||||
| 05-14-09 | REIT. | NLY | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| AnorMED Inc. | $100mm | 2nd-5.51 | Common stock. | NYSE | ||||||
| 08-28-06 | Discovery of metal based therapeutics. | AOM-A | ||||||||
|
||||||||||
|
||||||||||
| Ansys Inc. | 2nd-49.95 | Common stock. | NSDQ | |||||||
| 08-04-06 | Simulation software. | ANSS | ||||||||
|
||||||||||
| Aon Corp. | 2nd-34.34 | Common and preferred stock, warrants and convertible securities. | NYSE | |||||||
| 06-09-06 | Insurance brokerage and insurance underwriting. | AOC | ||||||||
|
||||||||||
| Apache Corp. | 2nd-71.84 | Common and preferred stock, depositary shares and units. | NYSE | |||||||
| 04-04-07 | Oil and gas reserves. | APA | ||||||||
|
||||||||||
| Apartment Investment & Mgmt. | 8,834,582 | 2nd-38.93 | Common and preferred stock, warrants and debt securities. | NYSE | ||||||
| 12-28-05 | REIT that owns and manages apartment properties. | AIV | ||||||||
|
||||||||||
| Apollo Global Management | 2nd-14.00 | |||||||||
| 04-09-08 | Private equity investment firm. | |||||||||
|
||||||||||
| Apollo Investment Corp | $1.13Bln | 2nd-21.44 | Common and preferred stock, debt securities and warrants. | NSDQ | ||||||
| 08-30-07 | Business development compnay. | AINV | ||||||||
|
||||||||||
| Apollo Investment Corp. | 2nd-15.04 | Common and preferred stock, warrants and debt securities. | NSDQ | |||||||
| 10-08-08 | Business development company. | AINV | ||||||||
|
||||||||||
| Arbor Realty Trust Inc. | $500mm | 2nd-29.74 | Common and preferred stock, depositary shares, debt securities and warrants. | NYSE | ||||||
| 03-02-07 | Real Estate Investment Trust. | ABR | ||||||||
|
||||||||||
| Arch Coal Inc. | 2nd-13.99 | Debt securities, preferred and common stock and units. | NYSE | |||||||
| 03-12-09 | Coal producer. | ACI | ||||||||
|
||||||||||
| Archer-Daniels Midland | 2nd-39.17 | Common stock, warrants and debt securities. | NYSE | |||||||
| 09-25-06 | Manufacturer of aninal feed. | ADM | ||||||||
|
||||||||||
| Archstone-Smith Trust | 2nd-45.09 | Common stock and preferred shares. | NYSE | |||||||
| 04-13-06 | REIT. | ASN | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Ardea Biosciences Inc. | $75mm | 2nd-14.34 | Common shares. | NSDQ | ||||||
| 05-15-09 | Antibacterial drugs for infectious diseases. | RDEA | ||||||||
|
||||||||||
|
||||||||||
| Arena Pharmaceuticals Inc. | $81.75mm | 2nd-3.34 | Common stock. | NSDQ | ||||||
| 11-25-08 | Pharmaceuticals development and manufacturing company. | ARNA | ||||||||
|
||||||||||
| Ares Capital Corp. | 2nd-4.42 | Common and preferred stock, debt securities and warrants. | NSDQ | |||||||
| 03-25-09 | Business development company. | ARCC | ||||||||
|
||||||||||
| Argonaut Group Inc. | 2nd-32.50 | Common and preferred stock, warrants and units. | NSDQ | |||||||
| 12-16-05 | Provider of specialty insurance products. | AGII | ||||||||
|
||||||||||
| Ariad Pharmaceuticals | 2nd-5.31 | Common and preferred stock, warrants and units. | NSDQ | |||||||
| 01-30-07 | Pharmaceutical company. | ARIA | ||||||||
|
||||||||||
| Art Technology Group Inc | $250mm | 2nd-4.12 | Common stock, preferred stock, warrants and debt securities. | NSDQ | ||||||
| 11-02-09 | Develops software enabling companies to market, sell and provide services to customers online. | ARTG | ||||||||
|
||||||||||
| ArvinMeritor Inc. | 2nd-8.56 | Debt securities, common and preferred stock and warrants. | NYSE | |||||||
| 11-20-09 | Provider of automotive systems. | ARM | ||||||||
|
||||||||||
| Ascent Solar Technologies Inc. | $150mm | 2nd-4.01 | Common and preferred stock and warrants. | NSDQ | ||||||
| 01-09-09 | Manufacturer of thin-film monolithically-integrated CIGS flexible photovoltaic modules. | ASTI | ||||||||
|
||||||||||
| Assured Guaranty Ltd. | $500mm | 2nd-20.44 | Common and preferred shares, depositary shares and debt securities. | NYSE | ||||||
| 06-01-05 | Provider of credit enhancement products. | AGO | ||||||||
|
||||||||||
| Atlas Air Worldwide | $500mm | 2nd-26.32 | Common stock. | NSDQ | ||||||
| 06-05-09 | Airport-to-airport cargo transportaion services. | AAWW | ||||||||
|
||||||||||
| Atlas America Inc. | $250mm | 2nd-49.45 | Common and preferred stock and warrants. | NSDQ | ||||||
| 10-04-05 | Production and transport of natural gas. | ATLS | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Atlas Energy Resources LLC | 2nd-32.64 | Common units. | NYSE | |||||||
| 03-13-08 | Develops and produces natural gas and oil. | ATN | ||||||||
|
||||||||||
|
||||||||||
| ATP Oil & Gas Corp. | 2nd-51.48 | Common stock. | NSDQ | |||||||
| 10-10-07 | Develops natural gas and oil properites. | ATPG | ||||||||
|
||||||||||
| Auxilium Pharmaceuticals Inc. | $125mm | 2nd-8.10 | Common and preferred stock. | NSDQ | ||||||
| 06-26-06 | Develops pharmaceutical products focused on urology. | AUXL | ||||||||
|
||||||||||
| Avail Inc. | 4,362,115 | 2nd-31.45 | Common and preferred stock, debt securities and units. | NYSE | ||||||
| 07-05-05 | Provides aerospace parts and related supply-chain management services. | AVL | ||||||||
|
||||||||||
| Avalonbay Communities Inc | $750mm | 2nd-105.30 | Common and preferred stock, and debt securities. | NYSE | ||||||
| 03-15-06 | REIT | AVB | ||||||||
|
||||||||||
| Avanir Pharmaceuticals | $25mm | 2nd-1.14 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 02-09-08 | Drug discovery and development company. | AVN-A | ||||||||
|
||||||||||
| Avatar Holdings Inc. | $500mm | 2nd-20.06 | Common and preferred stock, debt securities and warrants. | NSDQ | ||||||
| 08-21-09 | Develops and sells active adult and primary residential communities. | AVTR | ||||||||
|
||||||||||
| AVI BioPharma Inc. | $125mm | 2nd-2.37 | Common and preferred stock and warrants. | NSDQ | ||||||
| 07-31-09 | Biopharmaceutical company. | AVII | ||||||||
|
||||||||||
| Avigen Inc | $200mm | 2nd-6.15 | Common and preferred stock, units, warrants and debt securities. | NSDQ | ||||||
| 06-28-07 | Develops gene threapy products. | AVGN | ||||||||
|
||||||||||
| Axis Capital Holdings Ltd | $1.50Bln | 2nd-27.87 | Common and preferred stock, debt securities, debt shares, warrants, purchase purch cont &units. | NYSE | ||||||
| 10-03-05 | Provider of property & causalty reinsurance. | AXS | ||||||||
|
||||||||||
| Baldor Electric Co. | 2nd-49.11 | Common stock. | NYSE | |||||||
| 07-10-07 | Manufactures industrial electric motors. | BEZ | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Banc of America Corp. | 2nd-50.47 | Common and preferred stock, debt securities and warrants. | NYSE | |||||||
| 05-05-06 | Commercial and fiduciary banking services. | BAC | ||||||||
|
||||||||||
|
||||||||||
| Bank of America Corp. | 2nd-8.02 | Debt securities, warrants and common stock. | NYSE | |||||||
| 04-20-09 | Offers commercial and fiduciary banking services. | BAC | ||||||||
|
||||||||||
| Bank of New York Co. | 2nd-32.72 | Debt securities, common stock and warrants. | NYSE | |||||||
| 06-05-06 | Commercial bank holding company. | BK | ||||||||
|
||||||||||
| Bank of New York Mellon Corp. | 2nd-41.44 | Common and preferred stock, warrants and debt securities. | NYSE | |||||||
| 07-02-07 | Commercial and investment bank. | BK | ||||||||
|
||||||||||
| Banner Corp. | $100mm | 2nd-2.83 | Common and preferred stock and units. | NSDQ | ||||||
| 01-08-10 | holding company for First Savings Bank of Washington. | BANR | ||||||||
|
||||||||||
| Bar Harbor Bankshares | $35mm | 2nd-32.89 | Common and preferred stock. | NYSE | ||||||
| 10-13-09 | Banking services. | BHB | ||||||||
|
||||||||||
| Barrier Therapeutics Inc. | $75mm | 2nd-6.11 | Common stock. | NSDQ | ||||||
| 05-17-06 | Biopharmacuetical company. | BTRX | ||||||||
|
||||||||||
| Beacon Power Corp | $15mm | 2nd-.64 | Common stock, preferred stock, depositary shares, warrants and units. | NSDQ | ||||||
| 12-03-09 | Designs and develops flywheel energy storage systems. | BCON | ||||||||
|
||||||||||
| Beacon Power Corp. | 2nd-1.77 | Common and preferred stock, warrants and units. | NSDQ | |||||||
| 07-23-07 | Designs and develops flywheel energy storage systems. | BCON | ||||||||
|
||||||||||
| Beazer Homes USA Inc. | $750mm | 2nd-5.49 | Senior debt securities, common and preferred stock and units. | NYSE | ||||||
| 11-16-09 | Designs and buils single family homes. | BZH | ||||||||
|
||||||||||
| Beckman Coulter Inc. | 2nd-48.61 | Common and preferred stock, depositary shares and warrants. | NYSE | |||||||
| 11-10-08 | Manufactures lab systems. | BEC | ||||||||
|
||||||||||
| Becton Dickinson & Co. | 2nd-62.15 | Common stock, debt securities and warrants. | NYSE | |||||||
| 05-15-06 | Manufactures medical supplies. | BDX | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Bemis Co Inc. | 2nd-26.76 | Debt securities, common and preferred stock and units. | NYSE | |||||||
| 07-20-09 | Manufactures and distributes a broad range of flexible packaging products. | BMS | ||||||||
|
||||||||||
|
||||||||||
| Berry Petroleum Co. | 2nd-23.98 | Debt securities, preferred and common stock. | NYSE | |||||||
| 08-11-09 | Independent energy company. | BRY | ||||||||
|
||||||||||
| Berry Petroluem Co. | 2nd-29.68 | Common and preferred stock and warrants. | NYSE | |||||||
| 06-15-06 | Independent energy company. | BRY | ||||||||
|
||||||||||
| Bimini Mortgage Management | $500mm | 2nd-13.26 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 09-19-05 | REIT. | BMM | ||||||||
|
||||||||||
| BioCryst Pharmaceuticals Inc. | $70mm | 2nd-1.30 | Common and preferred stock, depositary shares and warrants. | NSDQ | ||||||
| 12-05-08 | Molecular pharmaceuticals for cancer. | BCRX | ||||||||
|
||||||||||
| Biomira Inc. | $100mm | 2nd-1.03 | Common stock, preferred shares and debt securities. | NSDQ | ||||||
| 09-15-06 | Technology and products to monitor and treat cancer. | BIOM | ||||||||
|
||||||||||
| Bionovo Inc | $100mm | 2nd-4.05 | Common stock. | NSDQ | ||||||
| 10-17-07 | Manufacturer of pharmaceuticals and drugs from botanicals. | BNVI | ||||||||
|
||||||||||
| BJ's Restaurants Inc. | 3,075,000 | 2nd-19.90 | Common stock. | NSDQ | ||||||
| 12-14-06 | Restaurants. | BJRI | ||||||||
|
||||||||||
| Black Hills Corp. | 2nd-36.77 | Common stock. | NYSE | |||||||
| 03-30-07 | Electrical power generator & distributor. | BKH | ||||||||
|
||||||||||
| Blount International Inc. | 2nd-16.85 | Common stock and warrants, debt securities and preferred stock. | NYSE | |||||||
| 02-24-06 | Manufactures industrial power equipment. | BLT | ||||||||
|
||||||||||
| Bluefly Inc. | $108.03mm | 2nd-1.05 | Common stock. | NSDQ | ||||||
| 08-24-06 | Sells designer and brand name apparel & access via internet. | BFLY | ||||||||
|
||||||||||
| BofI Holding Inc. | $125mm | 2nd-9.41 | Debt securities, common and preferred stock and warrants. | NSDQ | ||||||
| 11-25-09 | Nationwide savings bank mainly operating through the Internet. | BOFI | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Boots & Coots Inc. | $250mm | 2nd-1.38 | Debt securities, common and preferred stock and warrants. | NYSE | ||||||
| 11-17-09 | Global response company specializing in oil and gas well emergencies. | WEL | ||||||||
|
||||||||||
|
||||||||||
| Boston Private Financial Holdings | $225mm | 2nd-4.08 | Senior debt securities, common and preferred stock and warrants. | NSDQ | ||||||
| 04-21-09 | Provides banking and financial planning services. | BPFH | ||||||||
|
||||||||||
| Boston Properties Inc. | 2nd-54.01 | Common and preferred stock, depositary shares and warrants. | NYSE | |||||||
| 11-12-08 | REIT. | BXP | ||||||||
|
||||||||||
| Boston Scientific Corp. | 2nd-23.57 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 03-22-06 | Develops and markets medical devices. | BSX | ||||||||
|
||||||||||
| Bowne & Co. Inc. | $150mm | 2nd-7.07 | Common and preferred stock, debt securities and units. | NYSE | ||||||
| 07-17-09 | Commercial and legal printing services. | BNE | ||||||||
|
||||||||||
| Brandywine Operating LP | 2nd-31.72 | Common stock and preferred shares and warrants. | NYSE | |||||||
| 01-25-06 | REIT. | BDN | ||||||||
|
||||||||||
| Brandywine Realty Trust | $750mm | 2nd-4.24 | Common and preferred shares, rights and warrants. | NYSE | ||||||
| 04-13-09 | REIT. | BDN | ||||||||
|
||||||||||
| BRF-Brasil Foods SA | 2nd-39.45 | Common shares. | NYSE | |||||||
| 07-10-09 | Pig and chicken producer. | PDA | ||||||||
|
||||||||||
| Brigham Exploration Co | $300mm | 2nd-7.02 | common stock, preferred stock, depositary shares, debt securities, warrants, rights, and units. | NSDQ | ||||||
| 08-20-09 | Production company that utilizes 3-D seismic imaging and other advanced technologies. | BEXP | ||||||||
|
||||||||||
| Brigham Exploration Co | $378mm | 2nd-10.05 | Common and preferred stock, depository shares, warrants and debt securities. | NSDQ | ||||||
| 02-15-06 | Production company that utilizes 3-D seismic imaging and other advanced technologies. | BEXP | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Broadpoint Securities Group Inc. | $100mm | 2nd-4.38 | Common stock. | NSDQ | ||||||
| 05-14-09 | Investment banking services. | BPSG | ||||||||
|
||||||||||
|
||||||||||
| Broadwind Energy Inc. | $508mm | 2nd-9.25 | Common stock. | NSDQ | ||||||
| 05-27-09 | Manufactures and installs components for energy and infrastructure related industries. | BWEN | ||||||||
|
||||||||||
| Broadwing Corp. | 7,400,000 | 2nd-14.62 | Common stock. | NSDQ | ||||||
| 03-27-06 | Products that enable the creation of all-optical backbone networks. | BWNG | ||||||||
|
||||||||||
| Brocade Communications | 2nd-9.43 | Common and preferred stock, warrants and rights. | NSDQ | |||||||
| 05-21-07 | Provides software solutions for storage area networks. | BRCD | ||||||||
|
||||||||||
| Brookdale Senior Living Inc. | $60.88mm | 2nd-12.70 | Common stock. | NYSE | ||||||
| 05-12-09 | Operator of senior living facilities. | BKD | ||||||||
|
||||||||||
| BTHC VI Inc. | 13,531,781 | 2nd-7.55 | Common stock. | NSDQ | ||||||
| 07-10-07 | Investment fund. | BVIC | ||||||||
|
||||||||||
| Buckeye Partners LP | 2nd-32.10 | Units and debt securities. | NYSE | |||||||
| 11-20-08 | Provides petroleum product pipeline transporation services. | BPL | ||||||||
|
||||||||||
| Cadence Pharmaceuticals Inc. | $150mm | 2nd-4.30 | Debt securities, common and preferred stock and warrants. | NSDQ | ||||||
| 02-04-09 | Biopharmaceutical company. | CADE | ||||||||
|
||||||||||
| Cadiz Inc. | 4,302,109 | 2nd-20.50 | Common stock. | NSDQ | ||||||
| 12-16-05 | Agricultural and water development firm. | CDZI | ||||||||
|
||||||||||
| Cal Dive International | 61,506,961 | 2nd-12.74 | Common stock. | NYSE | ||||||
| 12-17-07 | Subsea construction and salvage services ot offshore natural gas industry. | DVR | ||||||||
|
||||||||||
| Calpine Corp. | $2.60Bln | 2nd-15.88 | Common stock. | NYSE | ||||||
| 08-13-08 | Power generation facilities lovated throught the US. | CPN | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Cambridge Display Technology Inc. | 6,500,000 | 2nd-7.95 | Common stock. | NSDQ | ||||||
| 06-09-06 | Polymer technology for flat panel displays and lighting. | OLED | ||||||||
|
||||||||||
|
||||||||||
| Camden Property Trust | 2nd-71.38 | Common stock and debt securities, preferred shares and warrants. | NYSE | |||||||
| 06-21-06 | REIT involved with multifamily properties. | CPT | ||||||||
|
||||||||||
| Capital One Financial Corp. | 2nd-86.89 | Common stock, preferred stock and units. | NYSE | |||||||
| 05-08-06 | Credit card lending activities. | COF | ||||||||
|
||||||||||
| CapLease Inc | $500mm | 2nd-7.69 | Common and preferred stock and debt securities. | NYSE | ||||||
| 01-14-08 | REIT. | LSE | ||||||||
|
||||||||||
| Capstone Turbine Corp. | $150mm | 2nd-5.08 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 09-08-05 | Provider of microturbines for hybrid electric vehicles. | CPST | ||||||||
|
||||||||||
| Capstone Turbine Corp. | $150mm | 2nd-1.06 | Common and preferred stock, warrants. | NSDQ | ||||||
| 12-24-08 | Microturbines for power generation and hybrid vehicles. | CPST | ||||||||
|
||||||||||
| Cardinal Financial Corp. | 60,000,000 | 2nd-6.21 | Common and preferred stock, units and warrants. | NSDQ | ||||||
| 02-09-09 | Banking holding company. | CFNL | ||||||||
|
||||||||||
| Cardinal Health Inc. | $1Bln | 2nd-72.61 | Common stock and debt securities. | NYSE | ||||||
| 03-02-06 | Distributes pharmaceutical and related healthcare products. | CAH | ||||||||
|
||||||||||
| Cardtronics | $532mm | 2nd-11.15 | Common stock and debt securities. | NSDQ | ||||||
| 01-19-10 | Provides automated teller machine products and services. | CATM | ||||||||
|
||||||||||
| Carnival Corp. | 2nd-49.83 | Common and preferred stock and warrants. | NYSE | |||||||
| 03-09-06 | Cruise line company. | CCL | ||||||||
|
||||||||||
| Carrizo Oil & Gas Inc. | $313.50mm | 2nd-17.47 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 05-14-09 | Oil and gas exploration. | CRZO | ||||||||
|
||||||||||
| Cathay General Bancorp | $100mm | 2nd-9.62 | Common and preferred stock. | NSDQ | ||||||
| 08-28-09 | Holding company for Cathay Bank. | CATY | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Cathay General Bancorp | $200mm | 2nd-7.94 | Common and preferred stock and warrants. | NSDQ | ||||||
| 11-12-09 | holding company for Cathay Bank. | CATY | ||||||||
|
||||||||||
|
||||||||||
| CBL & Associates Properties | 2nd-41.03 | Common and preferred stock, warrants and depositary securities. | NYSE | |||||||
| 01-19-06 | REIT. | CRL | ||||||||
|
||||||||||
| CBS Corp. | 10,209,489 | 2nd-26.13 | Common stock. | NYSE | ||||||
| 02-01-06 | Provider of radio and TV broadcasting services. | CBS | ||||||||
|
||||||||||
| Cedar Shopping Centers Inc | $1Bln | 2nd-6.62 | Common and preferred stock, depositary shares and warrants. | NYSE | ||||||
| 11-17-08 | REIT. | CDR | ||||||||
|
||||||||||
| Cell Genesys Inc. | $150mm | 2nd-4.37 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 05-01-07 | Provides research and development on human disease therapy. | CEGE | ||||||||
|
||||||||||
| Centennial Communications | 68,317,620 | 2nd-5.41 | Common stock. | NSDQ | ||||||
| 07-26-06 | Provides mobile wireless communications | CYCL | ||||||||
|
||||||||||
| CenterPoint Energy Inc. | 2nd-11.41 | Senior debt securities, junior subordinated debt securities, common stock, preferred stock, stock purchase contracts, equity units. | NYSE | |||||||
| 10-09-08 | Utility holding company. | CNP | ||||||||
|
||||||||||
| Central Fund of Canada Ltd | $1Bln | 2nd-12.19 | Class A non-voting fully participating shares. | A-NXT | ||||||
| 08-31-09 | Fund investing in gold and silver bullion. | CEF | ||||||||
|
||||||||||
| Century Casinos Inc. | $50mm | 2nd-7.65 | Common and preferred stock, debt securities, and deposit shares. | NSDQ | ||||||
| 07-11-05 | An international casino company. | CNTY | ||||||||
|
||||||||||
| Cephalon Inc. | 2nd-58.38 | Common and preferred stock, warrants and debt securities. | NSDQ | |||||||
| 05-26-06 | Pharmaceuticals for neurological disorders. | CEPH | ||||||||
|
||||||||||
| Charles Schwab Corp. | 2nd-16.11 | Debt securities, preferred stock, depositary shares and warrants. | NSDQ | |||||||
| 12-16-08 | Discount securities brokerage and financial services. | SCHW | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Chartwell International | 11,410,472 | 2nd-1.10 | Common stock. | NSDQ | ||||||
| 03-01-07 | Holding company. | CHWN | ||||||||
|
||||||||||
|
||||||||||
| Chicago Bridge & Iron Co NV | 2nd-13.79 | Common stock and warrants. | NYSE | |||||||
| 07-29-09 | Engineering and construction company. | CBI | ||||||||
|
||||||||||
| Chicago Mercantile Exchange | 2nd-424.45 | Common and preferred stock. | NYSE | |||||||
| 03-17-06 | Operator of futures and options trading exchange. | CME | ||||||||
|
||||||||||
| Chimera Investment Co. | $750mm | 2nd-3.22 | Common and preferred stock. | NYSE | ||||||
| 12-24-08 | Specialty finance company involved in mortgage loans and real estate. | CIM | ||||||||
|
||||||||||
| China Education Ltd | $20mm | 2nd-5.10 | common stock, preferred stock, warrants, debt securities, and units. | A-NXT | ||||||
| 08-21-09 | Provides wireless messaging services. | CEU | ||||||||
|
||||||||||
| China Security & Survelliance Technology Inc. | $125mm | 2nd-10.28 | Common stock. | NYSE | ||||||
| 11-04-08 | Manufactures and installs security and surveillance systems. | CSR | ||||||||
|
||||||||||
| China TransInfo Technology | $50mm | 2nd-8.53 | Common and preferred stock, debt securities and warrants. | NSDQ | ||||||
| 10-27-09 | Provides transportation infromation services. | CTFO | ||||||||
|
||||||||||
| China-Biotics Inc. | $80mm | 2nd-9.69 | Common and preferred stock, warrants and units. | NSDQ | ||||||
| 07-13-09 | R&D of probiotics products in China. | CHBT | ||||||||
|
||||||||||
| Chubb Corp. | 2nd-51.37 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 03-26-07 | Commerical and personal property and casualty insurance. | CB | ||||||||
|
||||||||||
| CIGNA Corp | 2nd-110.66 | Common and preferred stock,, debt securities, purch cntrcts, warrants and units. | NYSE | |||||||
| 08-17-06 | Provides health benefit products and services. | CI | ||||||||
|
||||||||||
| CIT Group Inc. | 2nd-51.38 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 01-20-06 | Secured commercial and consumer financing. | CIT | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Citigroup | 2nd-1.95 | Common andpreferred stock, depositary shares and warrants. | NYSE | |||||||
| 02-20-09 | Provides corporate banking and retail brokerage and cash management. | C | ||||||||
|
||||||||||
|
||||||||||
| Citigroup Inc. | 11,171,938 | 2nd-47.86 | Common stock. | NYSE | ||||||
| 10-02-07 | Corporate banking, investment banking, retail brokerage. | C | ||||||||
|
||||||||||
| Citizens & Northern Corp. | $75mm | 2nd-14.63 | Common stock and debt securities. | NSDQ | ||||||
| 10-02-09 | Holding company. | CZNC | ||||||||
|
||||||||||
| Citizens Banking Corp. | 2nd-26.75 | Common stock, debt securities and units. | NSDQ | |||||||
| 09-21-06 | Bank holding company. | CBCF | ||||||||
|
||||||||||
| Citizens Inc. | 2nd-7.95 | Common stock. | NYSE | |||||||
| 06-05-07 | Individual life, accident and health policies. | CIA | ||||||||
|
||||||||||
| CKX Inc. | 15,339,286 | 2nd-13.63 | Common Stock. | NSDQ | ||||||
| 12-28-05 | Media and entertainment company. | CKXE | ||||||||
|
||||||||||
| Clear Channel Communications | 2nd-28.75 | Common and preferred stock, warrants and debt securities. | NYSE | |||||||
| 08-31-06 | Media company. | CCU | ||||||||
|
||||||||||
| Cleveland-Cliffs Inc. | 2nd-36.43 | Common stock. | NYSE | |||||||
| 10-08-08 | Supplies iron ore products to the steel industry. | CLF | ||||||||
|
||||||||||
| CNA Financial Corp | $1.50Bln | 2nd-29.82 | Common and preferred stock, senior and junior debt securities, debt shares, stock purch cont, stock purch units warrants. | NYSE | ||||||
| 08-15-05 | Insurance company and related financial services. | CNA | ||||||||
|
||||||||||
| CNinsure Inc. | $300mm | 2nd-20.08 | Common stock by selling shareholders. | NSDQ | ||||||
| 11-05-09 | Insurance agency and brokerage company. | CISG | ||||||||
|
||||||||||
| Cogdell Spencer Inc. | $500mm | 2nd-4.90 | Common and preferred stock and depositary shares. | NYSE | ||||||
| 11-16-09 | REIT. | CSA | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| CollaGenex Pharmaceuticals | $75mm | 2nd-11.83 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 02-10-06 | Develops medical therapies for the dental and dermatology markets. | CGPI | ||||||||
|
||||||||||
|
||||||||||
| Colonial Properties Trust | 7,599,085 | 2nd-49.68 | Common stock. | NYSE | ||||||
| 05-02-07 | REIT. | CLP | ||||||||
|
||||||||||
| Comcast Corp. | 2nd-26.72 | Common and preferred stock, warrants and units. | NSDQ | |||||||
| 03-27-06 | Cable TV, commerce and entertainment. | CMCSA | ||||||||
|
||||||||||
| Comerica Inc. | 2nd-58.55 | Common and preferred stock, debt securities, purch cntrcts, warrants and units. | NYSE | |||||||
| 11-22-06 | Holding company with diversified financial services. | CMA | ||||||||
|
||||||||||
| Comerica Inc. | 2nd-28.07 | Common and preferred stock and debt securities. | NYSE | |||||||
| 11-19-09 | holding company. | CMA | ||||||||
|
||||||||||
| Comstock Resources Inc. | $500mm | 2nd-32.85 | Common and preferred stock, warrants and units. | NYSE | ||||||
| 10-04-05 | Oil and gas exploration. | CRK | ||||||||
|
||||||||||
| COMSYS IT Partners Inc. | 2,160,493 | 2nd-16.15 | Common and preferred stock, debt securities. | NSDQ | ||||||
| 09-15-06 | Provides tech and staffing services. | CITP | ||||||||
|
||||||||||
| Conexant Systems Inc. | $20mm | 2nd-1.31 | Common and preferred stock and units. | NSDQ | ||||||
| 07-17-09 | Manufactures semiconductor products to merge analog and digital functions. | CNXT | ||||||||
|
||||||||||
| Conexant Systems Inc. | $100mm | 2nd-3.00 | Common and preferred stock and warrants. | NSDQ | ||||||
| 01-15-10 | Manufactures semiconductor products. | CNXT | ||||||||
|
||||||||||
| Consolidated Edison Inc. | 2nd-39.56 | Common and debt securities. | NYSE | |||||||
| 08-04-09 | Supplies electric services in New York City. | ED | ||||||||
|
||||||||||
| Constellation Brands Inc. | 2nd-25.03 | Common and preferred stock, debt securities and depositary shares. | NYSE | |||||||
| 08-08-06 | Manufactures beverage alcohol products. | STZ | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Continental Airlines Inc. | 2nd-26.16 | Common and preferred stock, depository shares, warrants, debt securities and units. | NYSE | |||||||
| 10-04-06 | Air carrier that transports passengers, cargo, and mail. | CAL | ||||||||
|
||||||||||
|
||||||||||
| Copano Energy LLC | 2nd-16.90 | Common units and debt securities. | NSDQ | |||||||
| 11-02-09 | Operates and maintains a network of natural gas pipelines. | CPNO | ||||||||
|
||||||||||
| Corgentech Inc. | $100mm | 2nd-9.25 | Common and preferred stock, warrants and units. | NSDQ | ||||||
| 04-18-06 | Biotechnology company. | CGTK | ||||||||
|
||||||||||
| Cosi Inc. | 5,057,240 | 2n-10.40 | Common stock. | NSDQ | ||||||
| 04-07-06 | Casual restaurant owner. | COSI | ||||||||
|
||||||||||
| Cotherix Inc. | $80mm | 2nd-7.37 | Common and preferred stock, warrants and units. | NSDQ | ||||||
| 06-06-06 | Biopharmaceutical company. | CTRX | ||||||||
|
||||||||||
| Crosstex Inc | 2,550,260 | 2nd-89.90 | Common stock. | NSDQ | ||||||
| 08-18-06 | Natural gas pipeline. | XTXI | ||||||||
|
||||||||||
| Crystal River Capital Inc | $500mm | 2nd-15.01 | Debt securities, common and preferred stock, warrants and units. | NYSE | ||||||
| 08-28-07 | Mortgage REIT. | CRZ | ||||||||
|
||||||||||
| CSX Corp. | 2nd-42.10 | Common and preferred stock, and warrants. | NYSE | |||||||
| 02-15-07 | Rail tranportaion and distribution services. | CSX | ||||||||
|
||||||||||
| Cytec Industries Inc. | $600mm | 2nd-48.44 | Common and preferred stock, and debt securities. | NYSE | ||||||
| 08-12-05 | Manufacturer of specialty chemicals, materials and building block chemicals. | CYT | ||||||||
|
||||||||||
| CytRx Corp | 8,765,000 | 2nd-4.19 | Common stock. | NSDQ | ||||||
| 05-03-07 | Researches and develops pharmaceutical product. | CYTR | ||||||||
|
||||||||||
| Dana Holding Corp | $500mm | 2nd-4.85 | Common stock, preferred stock, debt securities, depositary shares, warrants, rights, purchase contracts and units. | NYSE | ||||||
| 09-02-09 | An automotive parts supplier. | DAN | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| DCT Industrial Trust Inc. | 2nd-10.79 | Common and preferred stock, debt securities and units. | NYSE | |||||||
| 08-08-07 | Real estate company specializing in the ownership of bulk distribution. | DCT | ||||||||
|
||||||||||
|
||||||||||
| Deer Consumer Products Inc. | $168mm | 2nd-10.25 | Common stock, warrants, rights and units. | NSDQ | ||||||
| 10-09-09 | Designs homea nd kitchen electronic appliances. | DEER | ||||||||
|
||||||||||
| Delphi Financial Group Inc. | 2nd-16.15 | Debt securities, common and preferred stock and warrants. | NYSE | |||||||
| 12-18-08 | holding company for life, disablility insurance coverage. | DFG | ||||||||
|
||||||||||
| Delta Petroleum Corp. | $300mm | 2nd-1.82 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 03-03-09 | Oil and gas exploration company. | DPTR | ||||||||
|
||||||||||
| Delta Petroleum Corp. | 1,023,401 | 2nd-20.33 | Common stock. | NSDQ | ||||||
| 02-14-06 | Oil and gas exploration company. | DPTR | ||||||||
|
||||||||||
| Dendreon Corp. | $300mm | 2nd-4.99 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 06-11-08 | Development of targeted therapies for cancer. | DNDN | ||||||||
|
||||||||||
| DepoMed Inc. | $100mm | 2nd-5.90 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 12-20-05 | Development of proprietary oral drug delivery systems. | DEPO | ||||||||
|
||||||||||
| Developers Diversified Realty Corp. | 2nd-9.35 | Common and preferred shares and warrants. | NYSE | |||||||
| 10-13-09 | REIT. | DDR | ||||||||
|
||||||||||
| DG FastChannel Inc | $84.41mm | 2nd-23.37 | Common and preferred stock. | NSDQ | ||||||
| 10-16-07 | Operates a nationwide digital network. | DGIT | ||||||||
|
||||||||||
| Diamond One Inc. | 2nd-2.32 | Common stock. | NSDQ | |||||||
| 05-30-06 | Engages in buying and selling rare coins, precious metals, gemstones, jewelry, and collectibles. | PDEP | ||||||||
|
||||||||||
| DigitalFX International Inc. | 21,191,931 | 2nd-7.00 | Common stock. | NSDQ | ||||||
| 08-23-06 | Provides internet protocol-based communication services. | DFXN | ||||||||
|
||||||||||
| Discovery Laboratories Inc. | $100mm | 2nd-6.00 | Common and preferred stock. | NSDQ | ||||||
| 10-11-05 | Hemoglobin production. | DSCO | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Dobson Communications | 2nd-9.61 | Common stock and convertible debentures. | NSDQ | |||||||
| 01-25-07 | Provider of long distance telecommunication services. | DCEL | ||||||||
|
||||||||||
|
||||||||||
| Dollar Thrifty Automotive Group Inc. | $500mm | 2nd-17.53 | Common and preferred stock and debt securities. | NYSE | ||||||
| 08-04-09 | Operates vehicle rental companies. | DTG | ||||||||
|
||||||||||
| Dominion Resources | 2nd-36.21 | Common and preferred stock, warrants and units. | NYSE | |||||||
| 01-29-09 | Diversified utility holding company. | D | ||||||||
|
||||||||||
| DOV Pharmaceutical Inc. | $100mm | 2nd-14.00 | Common stock. | NSDQ | ||||||
| 12-05-05 | Developer of drugs to treat CNS and urological disorders. | DOVP | ||||||||
|
||||||||||
| DR Horton Inc. | 2nd-23.40 | Common and preferred stock, debt securities, debt shares, stock purch cont, stock purch units and warrants. | NYSE | |||||||
| 06-13-06 | Constructs and sells single-family houses. | DHI | ||||||||
|
||||||||||
| Drew Industries Inc. | 2,088,388 | 2nd-26.13 | Common stock. | NYSE | ||||||
| 09-23-05 | Components for manufactured homes and recreational vehicles. | DW | ||||||||
|
||||||||||
| DrugMax Inc. | 44,581,502 | 2nd-1.40 | Common stock. | NSDQ | ||||||
| 11-02-05 | Distributor of pharmaceuticals, health and beauty care products. | DMAX | ||||||||
|
||||||||||
| Duff & Phelps Corp. | $500mm | 2nd-18.17 | Common and preferred stock, debt securities. | NYSE | ||||||
| 04-23-09 | Financial advisory services. | DUF | ||||||||
|
||||||||||
| Duke Realty Corp. | 2nd-37.38 | Preferred and common stock and debt securities. | NYSE | |||||||
| 07-31-06 | REIT involved in industrial office and retail properties. | DRE | ||||||||
|
||||||||||
| Duquesne Light Holdings Inc. | $400mm | 2nd-16.70 | Common and preferred stock, warrants and contracts. | NYSE | ||||||
| 10-18-05 | Provider of energy services. | DQE | ||||||||
|
||||||||||
| Dyax Corp | $100mm | 2nd-3.73 | Common and preferred stock, debt securities, units and warrants. | NSDQ | ||||||
| 12-26-07 | Developer of therapeutic products. | DYAX | ||||||||
|
||||||||||
| Dynavax Technologies Corp. | $100mm | 2nd-9.13 | Common stock. | NSDQ | ||||||
| 12-26-06 | Biopharmaceutical company. | DVAX | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Dynavax Technologies Corp. | $21mm | 2nd-1.54 | Common stock. | NSDQ | ||||||
| 01-08-10 | Biopharmaceutical company. | DVAX | ||||||||
|
||||||||||
|
||||||||||
| E*Trade Financial Corp. | 3,000,000 | 2nd-20.15 | Common stock. | NYSE | ||||||
| 12-12-05 | Provides electronic brokerage services. | ET | ||||||||
|
||||||||||
| E*Trade Financial Corp. | 2nd-2.08 | Common stock, preferred stock, warrants and units. | NSDQ | |||||||
| 04-17-09 | Provides electronic brokerage services. | ETFC | ||||||||
|
||||||||||
| E.W. Scripps Co. | 2nd-49.34 | Common and preferred stock, and debt securities. | NYSE | |||||||
| 10-26-06 | Media company. | SSP | ||||||||
|
||||||||||
| Eagle Hospitality Properties Trust Inc. | 5,921,224 | 2nd-9.89 | Common and preferred stock, debt securities. | NYSE | ||||||
| 10-04-05 | REIT | EHP | ||||||||
|
||||||||||
| Eagle Rock Energy Partners LP | 14,803,789 | 2nd-25.67 | Common stock. | NSDQ | ||||||
| 07-27-07 | Oil and gas limited partnership. | EROC | ||||||||
|
||||||||||
| East West Bancorp Inc. | $44mm | 2nd-9.25 | Common stock. | NSDQ | ||||||
| 09-11-09 | Holding company for East-West Bank. | EWBC | ||||||||
|
||||||||||
| EastGroup Properties Inc. | 2nd-45.01 | Common and preferred stock and warrants. | NYSE | |||||||
| 06-13-06 | REIT. | EGP | ||||||||
|
||||||||||
| Eastman Kodak Co. | 2nd-3.28 | Debt securities, common and debt securities. | NYSE | |||||||
| 07-30-09 | Develops and markets consumer and commercial imaging products. | EK | ||||||||
|
||||||||||
| Education Realty Trust | $250mm | 2nd-15.77 | Common and preferred stock and depositary shares. | NYSE | ||||||
| 07-31-06 | REIT. | EDR | ||||||||
|
||||||||||
| El Paso Pipeline Partners LP | $1Bln | 2nd-17.71 | Common units and debt securities. | NYSE | ||||||
| 01-28-09 | Operates natural gas transportation pipelines. | EPB | ||||||||
|
||||||||||
| Electro-Optical Sciences Inc. | 27,250,000 | 2nd-7.82 | Common stock by selling shareholders. | NSDQ | ||||||
| 05-15-09 | Medical device company to detect early melanoma. | MELA | ||||||||
|
||||||||||
| Electroglas Inc. | $50mm | 2nd-3.55 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 05-31-06 | Develops and services automatic wafer probing equipment. | EGLS | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Emergency Medical Services | 308,400,000 | 2nd-29.44 | Common stock. | NYSE | ||||||
| 10-24-08 | Provider of emergency medical services in the United States. | EMS | ||||||||
|
||||||||||
|
||||||||||
| Encore Acquisition Co. | 2nd-27.65 | Common and preferred stock, debt securities. | NYSE | |||||||
| 04-21-09 | Oil and gas natural gas reserves. | EAC | ||||||||
|
||||||||||
| Encore Capital Group Inc. | $100mm | 2nd-18.30 | Common stock. | NSDQ | ||||||
| 12-16-05 | Acquires charged-off receivables originated from various sources. | ECPG | ||||||||
|
||||||||||
| Endeavour International Corp. | $700mm | 2nd-3.55 | Common and preferred stock, warrants and units. | NYSE | ||||||
| 12-20-05 | Exploration company with a focus on oil and gas reserves. | END-A | ||||||||
|
||||||||||
| Endologix Inc. | 2nd-4.13 | Common stock. | NSDQ | |||||||
| 04-27-06 | Develops treatments for vascular disease. | ELGX | ||||||||
|
||||||||||
| Endurance Specialty Holdings | 26,005,677 | 2nd-36.09 | Common stock, ordinary shares and preferred shares. | NYSE | ||||||
| 06-02-05 | Provider of commercial property and casualty insurance and reinsurance. | ENH | ||||||||
|
||||||||||
| Ener1 Inc. | $159mm | 2nd-6.73 | Common and preferred stock, debt securities and units. | NYSE | ||||||
| 01-07-09 | Develops new technologies for clean, efficient energy sources. | HEV | ||||||||
|
||||||||||
| Energy Partners Ltd. | $300mm | 2nd-20.02 | Common and preferred stock and debt securities. | NYSE | ||||||
| 05-16-05 | Oil and natural gas exploration and production. | EPL | ||||||||
|
||||||||||
| Energy Transfer Partners LP | $1Bln | 2nd-42.23 | Common units and debt securities. | NYSE | ||||||
| 06-16-09 | Owns and operates natural gas midstream assets. | ETP | ||||||||
|
||||||||||
| EnerNOC Inc. | $200mm | 2nd-24.69 | Common and preferred stock, debt securities and units. | NSDQ | ||||||
| 07-27-09 | Developer and provider of technology enabled demand and energy management solutions. | ENOC | ||||||||
|
||||||||||
| Enterprise Products Partners LP | 2nd-30.27 | Common and debt securities. | NYSE | |||||||
| 08-27-07 | Provides natural gas & crude oil pipeline services. | EPD | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| Enterra Energy Trust | $500mm | 2nd-22.77 | Warrants, purchase contracts, trust units and units. | NSDQ | ||||||
| 11-09-05 | Oil and gas company that drills, acquires, operates and exploits crude oil and natural gas wells in western Cananda. | EENC | ||||||||
|
||||||||||
|
||||||||||
| Enzo Biochem | $100mm | 2nd-13.75 | Common stock. | NYSE | ||||||
| 11-03-06 | Innovative health care products. | ENZ | ||||||||
|
||||||||||
| Equitable Resources Inc. | 2nd-52.18 | Common and preferred stock and debt securities. | NYSE | |||||||
| 12-19-07 | Develops and purchases natural gas. | EQT | ||||||||
|
||||||||||
| Essex Corp. | $100mm | 2nd-20.53 | Common stock. | NSDQ | ||||||
| 06-20-05 | Advanced signal and information processing solutions. | KEYW | ||||||||
|
||||||||||
| Essex Property Trust Inc. | 2nd-129.48 | Coomon stock and preferred stock, depositary sahres. | NYSE | |||||||
| 03-30-07 | REIT. | ESS | ||||||||
|
||||||||||
| Euronet Worldwide Inc. | 6,374,528 | 2nd-25.96 | Common stock. | NSDQ | ||||||
| 03-15-07 | Electronic financial transaction solutions. | EEFT | ||||||||
|
||||||||||
| EV Energy Partners LP | 2nd-35.21 | Common units and debt securities. | NSDQ | |||||||
| 10-01-07 | Oil gas properties. | EVEP | ||||||||
|
||||||||||
| Evercore Partners Inc | $448.50mm | 2nd-22.00 | Common stock. | NYSE | ||||||
| 08-24-07 | Investment firm | EVR | ||||||||
|
||||||||||
| Evercore Partners Inc. | 22,000,000 | 2nd-19.00 | Common stock. | NYSE | ||||||
| 05-07-09 | Investment firm. | EVR | ||||||||
|
||||||||||
| EXCO Resources Inc. | 2nd-17.03 | Common stock. | NYSE | |||||||
| 09-05-07 | Natural gas exploration company. | XCO | ||||||||
|
||||||||||
| EZchip Semiconductor Ltd. | $100mm | 2nd-12.99 | Ordinary shares and debt securities. | NSDQ | ||||||
| 11-25-09 | Semiconductor company. | EZCH | ||||||||
|
||||||||||
| FairPoint Communications | 7,599,430 | 2nd-16.02 | Common stock. | NYSE | ||||||
| 08-22-05 | Provider of voice, data and Internet services. | FP | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| FBR Capital Markets Co. | $81mm | 2nd-5.62 | Common stock by selling shareholders. | NSDQ | ||||||
| 08-18-09 | Provider of investment banking services. | FBCM | ||||||||
|
||||||||||
|
||||||||||
| FBR Capital Markets Corp. | 2nd-.42 | Common and preferred stock, debt securities. | NSDQ | |||||||
| 05-22-09 | Institutional investment banking services. | FBCM | ||||||||
|
||||||||||
| Federal Realty Investments | 2nd-90.33 | Common and preferred stock, warrants and depositary shares. | NYSE | |||||||
| 04-19-07 | REIT. | FRT | ||||||||
|
||||||||||
| FedEx Corp. | 2nd-103.32 | Common stock and debt securities. | NYSE | |||||||
| 08-02-06 | Freight delivery service. | FDX | ||||||||
|
||||||||||
| FelCor Lodging Trust | $600mm | 2nd-1.77 | Common stock and preferred stock, depositary shares and units. | NYSE | ||||||
| 11-12-08 | REIT. | FCH | ||||||||
|
||||||||||
| Ferrellgas Partners | $200mm | 2nd-22.55 | Common units. | NYSE | ||||||
| 10-12-06 | Distributor of propane and related equipment and supplies. | FGP | ||||||||
|
||||||||||
| Ferro Corp. | $300mm | 2nd-6.16 | Common and preferred stock, warrants and debt securities. | NYSE | ||||||
| 08-06-09 | Develops specialty chemicals for construction and industrial markets. | FOE | ||||||||
|
||||||||||
| Fidelity National Financial Inc | 3,176,620 | 2nd-18.05 | Common stock by selling shareholders. | NYSE | ||||||
| 02-05-09 | Provider of title insurance policies and services,. | FNF | ||||||||
|
||||||||||
| Fidelity National Information Services | 31,979,995 | 2nd-38.67 | Common stock. | NYSE | ||||||
| 02-06-06 | Provides technology solutions, processing services, and information-based products and services. | FIS | ||||||||
|
||||||||||
| Finisar Corp. | 24,145,055 | 2nd-4.61 | Common stock. | NSDQ | ||||||
| 06-05-06 | Fiber optic subsystems and netwrok performance test systems. | FNSR | ||||||||
|
||||||||||
| Finisar Corp. | $100mm | 2nd-8.36 | Provider of fiber optic subsystems and monitoring systems. | NSDQ | ||||||
| 12-17-09 | FNSR | |||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
||||||||||
| First Busey Corp | $150mm | 2nd-6.41 | Common Stock, Preferred Stock, Debt Securities, Warrants, Rights, Units, Depositary Shares. | NSDQ | ||||||
| 08-21-09 | Commercial and Retail banking, also provide trust, asset management, securities brokerage and insurance services. | BUSE | ||||||||
|
||||||||||
|
||||||||||
| First Community Bankcorp. | 3,400,000 | 2nd-43.38 | Common stock. | NSDQ | ||||||
| 05-16-05 | Holding compnay for Rancho Santa Fe Nat'l Bank and Western Nat'l Bank. | FCBP | ||||||||
|
||||||||||
| First Financial Bancorp | $100mm | 2nd-14.60 | Common shares, senior debt securities, subordinated debt securities, junior subordinated debt securities, purchase contracts, units, warrants, rights and guarantees. | NSDQ | ||||||
| 10-01-08 | Financial holding company that engages in the business of commercial banking | FFBC | ||||||||
|
||||||||||
| First Potomac Realty Trust | 2nd-28.72 | Common and preferred shares, and debt securities. | NYSE | |||||||
| 04-16-07 | REIT. | FPO | ||||||||
|
||||||||||
| Five Star Quality Care Inc. | $1Bln | 2nd-10.29 | Common and preferred stock, debt securities, purch cntrcts, warrants and units. | NYSE | ||||||
| 11-22-06 | Health care management services. | FVE | ||||||||
|
||||||||||
| Fleetwood Enterprises | $125mm | 2nd-10.75 | Common and preferred stock, debt securities and warrants. | NYSE | ||||||
| 09-07-05 | Manfuactures motor homes and folding trailers. | FLE | ||||||||
|
||||||||||
| Florida Rock Industries | 2nd-52.67 | Common and preferred stock, warrants and rights. | NYSE | |||||||
| 12-20-05 | Produces and sells ready-mixed concrete. | FRK | ||||||||
|
||||||||||
| Flow International Corp | 17,473,116 | 2nd-8.26 | Common stock. | NSDQ | ||||||
| 08-08-05 | Designs, develops, manufactures, sells and services ultra-high pressure waterjet cuting ans cleaning systems. | FLOW | ||||||||
|
||||||||||
| Flow International Corp. | $35mm | 2nd-2.67 | Common and preferred stock and units. | NSDQ | ||||||
| 06-18-09 | Designs and services ultra high pressure waterjet cleaning systems. | FLOW | ||||||||
|
||||||||||
|
This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
|
Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
||||||
|---|---|---|---|---|---|---|---|---|---|---|
|
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| Flushing Financial Corp. | $170mm | 2nd-13.74 | Common stock, preferred stock, debt securities and warrants to purchase common stock or preferred stock | NSDQ | ||||||
| 11-26-08 | Savings and loan holding subsidiary which performs savings bank operations, mortgage banking and other related financial activities | FFIC | ||||||||
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| FMC Corp. | 2nd-42.10 | Common and preferred stock, debt securities and warrants. | NYSE | |||||||
| 10-29-08 | Chemical manufacturer for the agricultural and industrial markets. | FMC | ||||||||
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| Force Protection Inc. | 8,250,000 | 2nd-6.21 | Common stock. | NSDQ | ||||||
| 08-04-06 | Manufacturer of blast protected and balistic vehicles. | FRPT | ||||||||
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| Forest City Enterprises Inc | 2nd-5.85 | Class A common stock, preferred stock, depositary shares, warrants, senior debt securities, senior subordinated debt securities, and junior subordinated debt securities. | NYSE | |||||||
| 12-23-08 | Develops, builds, owns and manages commercial and residential properties and trades wholesale lumber throughout the US and Canada. | FCEA | ||||||||
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| Foster Wheeler Ltd. | 2nd-46.40 | Common and preferred shares. | NSDQ | |||||||
| 03-22-06 | Design and construction of waste management. | FWLT | ||||||||
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| Foundation Coal Holdings | 4,154,045 | 2nd-46.24 | Common stock. | NYSE | ||||||
| 01-25-06 | Coal mining. | FCL | ||||||||
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| Franklin Street Properties | 2nd-13.80 | Common stock. | NYSE | |||||||
| 04-29-09 | Real estate investors. | FSP-A | ||||||||
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| Fulton Financial Corp | 2nd-17.60 | Common and preferred stock, junior sub debt securities, guarantees. | NSDQ | |||||||
| 12-27-05 | Multi-bank holding comapny. | FULT | ||||||||
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This confidential report was created for Sample. A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report NY: 212-349-8060 800-221-8440 London: (0)207-235-5206 The opinions expressed within are subject to change without notice. The information contained within this report has been obtained from sources believed to be reliable, but no representation is made as to their accuracy or completeness. |
0+++=Very Good 0++=Good 0+=Shot 0=Flat -0/0+=Risky/Shot -0=Risky/Avoid |
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Last Updated 2:13PM |
Triad Securities I.P.O. Update/Consensus Report Shelf Offerings Filed |
08/22/2008 |
| Issuer | Amount | Range | Description | Exch Sym |
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|---|---|---|---|---|---|---|---|---|---|---|
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| Fuqi International Inc. | $100mm | 2nd-15.71 | Common and preferred stock and units. | NSDQ | ||||||
| 06-24-09 | Precious metal jewelry. | FUQI | ||||||||
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| Fushi Copperweld Inc. | $122mm | 2nd-7.24 | Common and preferred stock, warrants and debt securities. | NSDQ | ||||||
| 07-06-09 | Copper clad aluminum and steel wire. | FSIN | ||||||||
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| G-III Apparel Group Ltd. | $300mm | 2nd-16.56 | Common and preferred stock, debt securities and rights. | NSDQ | ||||||
| 10-26-09 | Manufacturer of leather outerwear. | GIII | ||||||||
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| Gabelli Asset Management Inc. | $400mm | 2nd-45.33 | Common and preferred stock, debt securities, stock purch cont and stock purch units. | NYSE | ||||||
| 06-13-05 | Provider of investment advisory and brokerage services. | GBL | ||||||||
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| Gabelli Global Gold Natural Resources | $350mm | 2nd-17.12 | Common stock. | NYSE | ||||||
| 01-15-10 | Non diversified closed end management investment company. | GGN | ||||||||
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| Gardner Denver Inc. | 2nd-39.70 | Common and preferred stock, debt securities. | NYSE | |||||||
| 05-10-07 | Stationery air compressors. | GDI | ||||||||
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| Gaylord Entertainment Co. | $750mm | 2nd-15.56 | Common and preferred stock, debt securities, warrants. | NYSE | ||||||
| 05-08-09 | Hospitality and entertainment company. | GET | ||||||||
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| General Motors Corp. | 2nd-10.68 | Common and preferred stock, debt securities and warrants. | NYSE | |||||||
| 09-05-08 | Manufactures and sells vehicles worldwide. | GM | ||||||||
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| Gentiva Health Services Inc. | ||||||||||