Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Abraxas Energy Partners LP   3,350,481        12/22/08
0/.50
.50/.75 		RBC Capital Markets, Wachovia Capital IPO A-NXT
Oil & Gas 2,000,000      11/14/08 Produce and acquire oil and gas properties.   APE
H Accelarent Inc.   $86.50mm        04/10/09
.50/.75
.25/.75 		Piper Jaffray, J.P. Morgan Chase, RBC Capital Markets, Leerink Swann & Co. IPO  
Healthcare        11/07/08 Medical technology company to designing and commercializing technologies.    
  Accoona Corp.   $80.50mm        08/24/07
0/.50
New 		Maxim Group IPO NSDQ
Computers          Internet company that provides online services.   ACNA
  AEI Corp.   21,000,000 12.00-13.00 1   
 
J.P. Morgan Chase, Goldman Sachs, Citigroup Global Markets, Credit Suisse, Itau BBA, Deutsche Bank, Morgan Stanley, UBS Securities IPO NYSE
Utility   14.00-16.00    10/27/09 Provider of electricity and natural gas in emerging market countries. ADR AEI
  Akela Pharma Inc.   5,250,000 2nd-6.56      10/19/07
-0/0+
New 		Lazard Capital Markets, Oppenheimer & Co., Broadpoint 2nd NSDQ
Healthcare          Product development company focused on pain therapeutics.   AKLA
  Allied Nevada Gold Corp.   $50mm 2nd-5.05      01/25/08
-0/0+
New 		Griffiths McBurney & Partners, Cormark Securities Inc 2nd A-NXT
Mining          Engages in gold exploration and development projects.   ANV
H Alma Lasers Ltd.            04/10/09
.50/.75
.25/.75 		Citigroup Global Markets, Jefferies & Co., William Blair, UBS Securities IPO NSDQ
Healthcare        10/24/08 Developer and marketer of laser and radiofrequency based systems. ADR ALMA
  American Oriental Bioengineering(144A) 06-02-2008 $125mm        06/02/08
-0/0+
Piper Jaffray, Oppenheimer & Co., CRT Capital Group Cvt NSDQ
Healthcare          Prodcuer and developer of bioengineer products and Chinese medicines.   (AOBO)
  American River Bankshares   $25.30mm 2nd-7.85      10/23/09
0/0+
New 		Howe Barnes Hoefer & Arnett, Wunderlich Securities Inc 2nd NSDQ
Finance          General banking services.   AMRB
  American Water Works Co. Inc.   $600mm 2nd-21.82      12/19/08
-0/0+
New 		Goldman Sachs, BofA Merrill Lynch, Citigroup Global Markets 2nd NYSE
Utility          Provider of water and waste services.   AWK
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Arena Resources Inc.   2,175,000 2nd-51.92       
New
Dahlman Rose & Co, Capital One Securities, Tudor Pickering 2nd NYSE
Oil & Gas          Oil and exploration and production company.   ARD
  Ares Capital Corp. 04-28-2008 24,228,030 2nd-13.41      03/28/08
-0/0+
0/0+ 		Merrill Lynch, Wachovia Capital, ST/RobinsonHumphrey, J.P. Morgan Chase 2nd NSDQ
Finance        02/08/08 Business development company.   ARCC
  Arlington Asset Investment Corp. 10-19-2009 12,830,450 2nd-14.05       
New
FBR Capital Markets, Barclays Capital, Sandler O'Neill & Partners 2nd NYSE
           Mortgage related banking services.   AI
  Asia Holding Inc   $50mm 2nd-12.48      01/09/09
-0/0+
New 		Morgan Stanley 2nd NSDQ
Computers          Provides Internet-related, information technology services and software products. ADR ASIA
  Atlantic Coast Financial Corp.   17,250,000 10.00      08/17/07
0/.50
.25/.50 		Ryan Beck & Co. IPO NSDQ
Finance        07/13/07 Holding company for Atlantic Coast Bank.   ACFC
  Authentidate Holding Corp 12-07-2009 $10mm 2nd-1.51      11/03/09
0/0+
New 		Rodman & Renshaw 2nd NSDQ
Computers          Manufacture personal computers   ADAT
  Avista Corp.   2,000,000 2nd-25.39      12/29/06
-0/0+
New 		BNY Capital Markets 2nd NYSE
Utility          Diversified energy service company.   AVA
  Aviv REIT Inc.   16,600,000 17.00-19.00 26   
 
BofA Merrill Lynch, Citigroup Global Markets, Morgan Stanley, UBS Securities, BMO Capital Markets, Jefferies & Co., RBC Capital Markets IPO NYSE
Real Estate          REIT focusing on healthcare properties.   AVI
  BancTrust Financial Group   2,000,000 2nd-21.60      10/10/08
0/0+
-0/0+ 		Keefe Bruyette, Sterne Agee & Leach, ST/RobinsonHumphrey 2nd NSDQ
Finance        08/24/07 Parent company to 6 bank subsidiaries.   BTFG
  Banner Corp. 12-14-2009 $75mm 2nd-2.69      12/16/09
0/0+
New 		Sandler O'Neill & Partners, DA Davidson & Co 2nd NSDQ
Finance          Holding company for First Savings Bank of Washington.   BANR
  Barrick Gold Corp.   81,200,000 2nd-39.30      09/11/09
-0/0+
New 		Scotia Capital, RBC Capital Markets, Morgan Stanley, J.P. Morgan Chase 2nd NYSE
           Gold company.   ABX
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  BCSB Bancorp Inc.   2,674,139 2nd-7.34      10/31/08
0/0+
-0/0+ 		Sandler O'Neill & Partners, Sterne Agee & Leach 2nd NSDQ
Finance        08/15/08 Federally chartered mid-tier stock holding company.   BCSB
  Bionovo Inc.(U) 09-28-2009 2,800,000 2nd-.89       
No Call
Rodman & Renshaw, Dawson James Securities 2nd NSDQ
Healthcare          Manufacturer of botanical pharmaceuticals.   BNVI
  Broncus Technologies Inc.   $86.25mm        11/30/07
0/.50
New 		Bear Stearns, Lehman Brothers, Jefferies & Co., RBC Capital Markets IPO NSDQ
Healthcare          Medical technology company focused on minimally-invasive devices for emphysema.   LUNG
  Bruker Corporation             
 
,    
                
  Cano Petroleum Inc. 06-23-2008 7,000,000 2nd-8.23      06/26/08
-0/0+
New 		Canaccord Capital 2nd A-NXT
Oil & Gas          Independent crude oil and natural gas production company.   CFW
  Cardiovascular Systems Inc.   $86.25mm        10/24/08
.25/.50
0/.50 		Citigroup Global Markets, Morgan Stanley, William Blair IPO NSDQ
Healthcare        01/25/08 Medical device development company.   CSII
  Carolina Bank Holding Inc.   2,000,000 2nd-9.80      10/23/09
0/0+
-0/0+ 		Robert W. Baird 2nd NSDQ
         07/11/08 Bank holding company for Carolina Bank.   CLBH
  Carrizo Oil & Gas(CVNT)   $275mm         
 
RBC Capital Markets, Credit Suisse, UBS Securities, J.P. Morgan Chase Cvt NSDQ
Oil & Gas          Explores oil and gas.   (CRZO)
  Catalytic Capital Investment   12,500,000 8.00      09/12/08
-0
-0/0 		BofA Merrill Lynch, Maxim Group, Merriman Curhan Ford IPO  
Finance 15,625,000      08/15/08 Blank check company.    
  CBCT Bancshares Inc.   2,000,000 10.00      11/03/08
-0/0
New 		Stifel Nicolaus IPO NSDQ
Finance 2,350,000        Commercial bank.    
  Cedar Shopping Centers Inc   5,000,000 2nd-15.60      07/27/07
-0/0+
New 		Cantor Fitzgerald 2nd NYSE
Real Estate          REIT involved in shopping centers. (Off Shelf)   CDR
  Celsius Holdings Inc.   2,500,000 2nd-6.40       
New
Ladenburg Thalmann 2nd NSDQ
F & B          Development and sale of calorie burning beverages.   CSUH
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Central Fund of Canada Ltd     2nd-12.50       
-0/0+
CIBC World Markets 2nd A-NXT
Finance          Fund investing in gold and silver bullion.   CEF
  Central Fund of Canada Ltd. 07-14-2008   2nd-14.38      07/15/08
-0/0+
New 		CIBC World Markets 2nd A-NXT
Finance          Fund investing in gold and silver bullion.   CEF
  Central Fund of Canada Ltd. 04-06-2009   2nd-11.41       
No Call
CIBC World Markets 2nd A-NXT
Finance          Gold and silver bullion fund.   CEF
  Chardan 2008 China Acquisition Corp.   6,875,000 8.00      08/01/08
-0/0
New 		Brean Murray, Maxim Group, Roth Capital Partners, Caris & Co. IPO NSDQ
Finance          Blank check company. ADR CACAU
  Chatham Lodging Trust   $230mm         
New
Barclays Capital IPO NYSE
Real Estate          REIT focusing on hotels.    
  Cherry Tree Acquisition Corp.   10,000,000 8.00      09/12/08
-0
0 		Lazard Capital Markets, Ladenburg Thalmann, ThinkEquity Partners IPO A-NXT
Finance        02/29/08 Blank check company.   SXRUN
  Chesapeake Lodging Trust   12,500,000 20.00       
 
J.P. Morgan Chase, Deutsche Bank, FBR Capital Markets IPO NYSE
Real Estate          REIT focusing on hotels.   CHSP
  China Green Agriculture Inc. 07-20-2009   2nd-8.12      07/21/09
-0/0+
New 		Roth Capital Partners 2nd A-NXT
           Chemical manufacturer.   CGA
  China Information Security Technology   6,454,000 2nd-6.18      12/11/09
-0/0+
New 		Roth Capital Partners, Macquarie Capital Markets, Rodman & Renshaw 2nd NSDQ
Pro. Services          Integrated solutions for the public security sector.   CPBY
  Citigroup 09-29-2008 $10Bln 2nd-20.15      09/30/08
0+
New 		Citigroup Global Markets 2nd NYSE
Finance          Provides corporate banking, investment banking, retail brokerage and cash management.   C
  Citizens Republic Bancorp Inc.(CVPS) 06-02-2008 $100mm $50.00       
No Call
Citigroup Global Markets, Morgan Stanley Cvt NSDQ
Finance          Bank holding company.   (CRBC)
H Codexis Inc.   $100mm        05/29/09
.50/.75
.25/.75 		Credit Suisse, Piper Jaffray, RBC Capital Markets, ThinkEquity Partners, Goldman Sachs IPO NSDQ
Healthcare        10/24/08 Biosciences company.   CDXS
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
H Colt Defense Inc.   $86.25mm        04/09/09
.50/.75
.25/.50 		Cowen and Company, BofA Merrill Lynch, Friedman Billings IPO NYSE
Defense        09/26/08 Manufacturer of military equipment.   CLT
  Comscore Inc.   6,052,453 2nd-36.66 21  11/02/07
-0/0+
New 		Credit Suisse, Deutsche Bank, FBR Capital Markets, Jefferies & Co., ThinkEquity Partners, William Blair, Signal Hill Capital, Needham & Co. 2nd NSDQ
Pro. Services 6,133,026        Digital marketing intelligence platform.   SCOR
  Conseco Inc.(144A) 10-12-2009 $293mm         
 
Morgan Stanley Cvt NYSE
           Adminsiters health, life, annuity and other insurance products.   (CNO)
  Conseco Inc.(144A)   $293mm         
0/0+
Morgan Stanley Cvt NYSE
           Administers health, life and insurance products.   (CNO)
H Current Media Inc.   $100mm        08/01/08
.75/1.00
1.00/1.50 		Lehman Brothers, J.P. Morgan Chase, Pacific Crest IPO NYSE
T'comm        07/11/08 Operators of cable television network.   CRTM
  CVR Energy Inc.   10,000,000 2nd-24.75      07/18/08
 
New 		Goldman Sachs, Deutsche Bank, Credit Suisse, Citigroup Global Markets 2nd NYSE
Oil & Gas          Refiner and marketer of high value transportation fuels.   CVI
  CVR Energy Inc.(CVNT)   $125mm        07/18/08
 
Deutsche Bank, Goldman Sachs, Citigroup Global Markets, Credit Suisse Cvt NYSE
Oil & Gas          Refiner and marketer of transportation fuels.   (CVI)
  Daqo New Energy Corp.   6,500,000 10.00-11.00      01/15/10
 
Piper Jaffray, Lazard Capital Markets, Needham & Co. IPO NYSE
Chemicals   12.50-14.50      Polysilicon manufacturer. ADR DQ
  Delaware Enhanced Income Fund     20.00      06/01/07
0
New 		BofA Merrill Lynch, Robert W. Baird, Oppenheimer & Co., Wedbush Morgan, Ladenburg Thalmann, Ferris Baker Watts, Janney Montgomery, A.G. Edwards IPO NYSE
Finance          Closed end investment company.   DEX
  Delta Air Lines Inc.   18,170,000 2nd-11.18       
New
Citigroup Global Markets 2nd NYSE
Transportation          Commercial airline company.   DAL
  DuPont Fabros Technology Inc.   $500mm 2nd-7.86       
 
,   NYSE
           Operates and manages wholesale data centers.   DFT
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  DynCorp International Inc.   10,000,000 2nd-23.37      07/20/07
-0/0+
New 		Credit Suisse, Wachovia Capital, Goldman Sachs 2nd NYSE
Defense          Provider of support services for defense and intelligence agencies.   DCP
  Dynex Capital Inc   3,000,000 2nd-7.08      03/20/09
-0/0+
New 		Cantor Fitzgerald 2nd NYSE
Real Estate          Invests in and services residential mortgage securities.   DX
  EnerJex Resources Inc. 11-10-2008 5,500,000 2nd-1.10      09/26/08
-0/0+
New 		CK Cooper & Co., Joseph Gunnar & Co, Rodman & Renshaw 2nd OTCBB
Oil & Gas        08/15/08 Oil and natural gas acquisition and exploration company.   ENRJ
  Enstar Group Ltd 06-23-2008 2,583,900 2nd-108.00      06/13/08
-0/0+
New 		Fox-Pitt Kelton, Dahlman Rose & Co, Dowling & Partners 2nd NSDQ
Insurance          Reinsurance carrier company.   ESGR
  First California Financial Group 12-07-2009 7,500,000 2nd-5.45      12/08/09
0/0+
New 		Keefe Bruyette 2nd NSDQ
Finance          Holding company.   FCAL
  First Interstate BancSystem Inc.             
New
Barclays Capital, Keefe Bruyette, DA Davidson & Co, Sandler O'Neill & Partners IPO NSDQ
Finance          Mulit-state of Montana and Wyoming banking organization.   FIBK
  First National Bancshares Inc.     2nd-17.76      08/10/07
-0/0+
0/0+ 		Keefe Bruyette 2nd NSDQ
Finance        05/18/07 Bank holding company.   FNSC
  First Trust Global Credit Strategies Fund 01-25-2010   20.00      01/15/10
0
New 		BofA Merrill Lynch, Citigroup Global Markets, Morgan Stanley, Ladenburg Thalmann, Maxim Group, J.J.B. Hilliard, Lyons, RBC Capital Markets, Stifel Nicolaus IPO NYSE
Finance          Closed end fund.   FGX
  Fluidigm Corp. 09-22-2008 5,300,000 14.00-16.00      09/12/08
 
0/.50 		Morgan Stanley, UBS Securities, Leerink Swann & Co. IPO NSDQ
Healthcare        04/18/08 Markets proprietary Integrated Fluidic Circuit systems that improve life sciences.   FLDM
  Ford Motor Company   $500mm 2nd-4.88      08/22/08
-0/0+
New 		Goldman Sachs 2nd NYSE
Transportation          Designs and services cars and trucks.   F
  Fortress America Acquisition Corp.   10,000,000 8.00      09/12/08
-0
-0/0 		ST/RobinsonHumphrey, Morgan Joseph IPO A-NXT
Finance        08/15/08 Blank check company.    
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  FSB Community Bankshares Inc.   1,135,050 10.00      08/15/08
-0/0
0/.25 		Sandler O'Neill & Partners IPO  
Finance        08/24/07 Mutual holding company.    
  Funtalk China Holdings Ltd. 12-14-2009 3,520,000 2nd-8.50      12/11/09
-0/0+
New 		Rodman & Renshaw 2nd NSDQ
T'comm          Wireless communication product retailer.(OTC BB PYPCF)   FTLK
  G-III Apparel Group Ltd. 12-14-2009   2nd-21.75       
No Call
Piper Jaffray, Lazard Capital Markets, KeyBanc Capital Markets, Brean Murray 2nd NSDQ
           Manufacturer of leather and non leather outwear apparel.   GIII
  Galiot Capital Corp.   16,660,000 15.00      07/01/08
 
0 		Deutsche Bank, BNP Paribas, Credit Suisse, Keefe Bruyette, Morgan Stanley IPO NYSE
Finance        06/20/08 Speciality finance company investing in residential mortgage-backed securities.   GTC
  Gleacher Investment Corp.   $500mm        08/15/08
-0/0
0 		Lehman Brothers IPO NSDQ
Finance        05/21/04 Business development company.   GICO
  GLG Life Tech Corp. 11-16-2009 7,971,375 2nd-2.20 50  11/09/09
No Call
GMP Securities, Canaccord Capital, Desjardins Securities, Wellington West Capital Inc, Roth Capital Partners 2nd NSDQ
F & B          Producer of high grade stevia, a natural, zero-calorie sweetener and distributor of other nutritional products. ADR GLGL
  GLG Partners Inc.(144A) 05-11-2009 $180mm         
 
Credit Suisse, Citigroup Global Markets Cvt NYSE
           Asset management firm.   (GLG)
  Golub Capital BDC Inc.             
New
Wells Fargo Investments, UBS Securities, BMO Capital Markets, Stifel Nicolaus IPO NSDQ
Finance          Business development company.   GBDC
  Great Basin Gold Ltd. 03-02-2009 $119mm 2nd-2.20      02/27/09
-0/0+
RBC Capital Markets, BMO Capital Markets 2nd NYSE
Mining          Gold mining company.   GBG
  Green Energy Acquisition Corp   20,000,000 10.00      09/12/08
-0
-0/0 		ST/RobinsonHumphrey IPO A-NXT
Finance        08/15/08 Blank check company.    
  Griffon Corp 09-22-2008 20,000,000 2nd-11.81      09/05/08
-0/0+
New 		Lazard Capital Markets 2nd NYSE
Textiles          Manufactures a variety of electronic products, plastic films, home furnishings and apparel.   GFF
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Griffon Corp.   20,000,000 2nd-11.81       
New
Lazard Capital Markets 2nd NYSE
Textiles          Manufatures a variety of electronic products and apparel.   GFF
  Gushan Environmental Energy Ltd.   $100mm 2nd-11.78      06/27/08
 
New 		Merrill Lynch, Ardour Capital Investments, Piper Jaffray, Oppenheimer & Co. 2nd NYSE
Chemicals          Produces biodiesel and by-products of biodiesel production. ADR GU
  Hanover-STC Acquisition Corp.   18,750,000 8.00      09/12/08
-0
-0/0 		Citigroup Global Markets, Ladenburg Thalmann IPO A-NXT
Finance        08/15/08 Blank check company.    
  Harman International Industries 06-15-2009 9,000,000 2nd-23.31      06/16/09
-0/0+
New 		J.P. Morgan Chase 2nd NYSE
Computers          Designs high fidelity audio and video components.   HAR
  Highpoint Acquisition Corp.   4,166,667 6.00      09/12/08
-0
-0/0 		HC Wainwright & Co. IPO  
Finance        08/10/07 Blank check company. (Healthcare)    
  Highwoods Properties Inc 09-08-2008 5,500,000 2nd-37.46      09/10/08
-0/0+
New 		Morgan Stanley 2nd NYSE
Real Estate          Real estate investment trust. Owns and operates office and industrial properties in the southeastern and midwestern United States.   HIW
  Hong Kong Highpower Technology Inc.   2,100,000 3.00-4.00       
.50/1.00
New 		Westpark Capital IPO A-NXT
Computers          Manufacturing of nickel metal rechargeable batteries. ADR HPJ
  Host Hotels & Resorts Inc   $400mm 2nd-9.67       
New
BNY Capital Markets 2nd NYSE
Real Estate          Provider of full-service hotel properties.   HST
  ICOP Digital Inc.   1,250,000 2nd-1.21      08/15/08
-0
New 		Paulson Investments, Neidiger Tucker 2nd NSDQ
Csmr. Prdts          Design and marketer of digital in-car video systems.   ICOP
  IFM Investments Ltd.   $184mm         
New
Oppenheimer & Co., Morgan Stanley, William Blair, Goldman Sachs IPO NYSE
Real Estate          Compnay owned brokerage services, mortgage management services and franchise services. ADR CTC
  Infinity I-China Acquisition Corp.   4,500,000 8.00      09/12/08
-0
-0/0 		Morgan Joseph, Legend Merchant IPO  
Finance        08/15/08 Blank check company. ADR  
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Insulet Corp.(144A) 06-09-2008 $65mm        06/10/08
-0/0+
Merrill Lynch, J.P. Morgan Chase Cvt NSDQ
           Medical device company for diabetes patients.   (PODD)
  Insys Therapeutics Inc.   $86.50mm        06/05/09
0/.50
-0/0 		UBS Securities, JMP Securities, Natixis Bleichroeder IPO NSDQ
Healthcare        08/15/08 Biopharmaceutical company.   INRX
  Intel Corp (CVNT) 144a 07-20-2009 $1.50Bln        07/20/09
New
J.P. Morgan Chase Cvt NSDQ
Computers          Semiconductor manufacturer supplying technology solutions for the computing and communications industries.   (INTC)
  interCLICK Inc. 12-14-2009 3,500,000 2nd-4.53      12/11/09
-0/0+
New 		RBC Capital Markets 2nd NSDQ
           Online advertising platform.   ICLK
  Itron Inc. 05-05-2008 3,400,000 2nd-94.47      05/07/08
-0/0+
New 		Goldman Sachs 2nd NSDQ
Utility          Analyzes and applies critical data about electric, gas and water usage. (Off Shelf)   ITRI
  J W Childs Acqusiition I Corp.   20,000,000 10.00      09/12/08
-0
-0/0 		Deutsche Bank IPO A-NXT
Finance        08/15/08 Blank check company.    
  Jaguar Mining 02-09-2009 $75mm 2nd-6.40       
New
RBC Capital Markets 2nd NYSE
           Mining company.   JAG
  Kanders Acquisition Co. Inc.   40,000,000        09/12/08
-0
-0/0 		Citigroup Global Markets, WM Smith Securities, Wachovia Capital IPO A-NXT
Finance        08/15/08 Blank check company.   KAAUN
  KKR & Co LP   $1.25Bln         
 
Citigroup Global Markets, Morgan Stanley IPO NYSE
Finance          Global alternative asset management compnay.   KKR
  Lexington Realty Trust 06-23-2008 2,500,000 2nd-14.20      06/26/08
-0/0+
New 		Wachovia Capital, Keefe Bruyette 2nd NYSE
Real Estate          REIT that focuses on single-tenant real estate investments.   LXP
  Liberty Bancorp Inc.   2,794,750 10.00      08/24/07
0/.50
.25/.75 		Sandler O'Neill & Partners IPO NSDQ
Finance 3,213,960      06/02/06 Holding company for Liberty Savings Bank.   LBCP
  Liberty Group Publishing Inc.   $225mm        08/15/08
-0/0
0/.50 		Credit Suisse, Bear Stearns, UBS Securities, Wells Fargo Investments, Prudential Securities IPO NSDQ
Publishing        08/11/06 Publisher of local newspaper and related publications.   LBTY
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Live Nation Inc.   1,556,386 2nd-3.80       
New
Goldman Sachs 2nd NYSE
Leisure          Diversifed operators and promoters of live entertainment events.   LYV
  Local Matters Inc.   6,667,000 5.40-6.60      08/11/06
0/.50
.25/.50 		Canaccord Capital, CIBC World Markets, GMP Securities, Macquarie Capital Markets IPO NSDQ
Computers 3,335,000 14.00-16.00    03/24/06 Provider of software and media services to the local search market.   LOCL
  Lumax Acquisition Corp.   3,125,000 8.00      09/12/08
-0
-0 		Capital Growth Financial, Dawson James Securities IPO  
Finance 4,166,667 6.00    08/15/08 Blank check company. (Light manufacturing sector)    
  MacroVision Corp.             
No Call
J.P. Morgan Chase 2nd NSDQ
               MVSN
  Madison Strategic Sector Fund   5,500,000 20.00      07/22/05
0
New 		Citigroup Global Markets, J.J.B. Hilliard, Lyons, Ferris Baker Watts, Advest, Robert W. Baird, RBC Capital Markets, Oppenheimer & Co., Morgan Keegan, Wedbush Morgan, Stifel Nicolaus IPO NYSE
Finance          Closed-end investment company.   MSP
  Market Street Acquisition Corp.   35,000,000 10.00      09/12/08
-0
-0 		Bear Stearns IPO A-NXT
Finance        08/29/08 Blank check company.    
  Mead Johnson Nutrition Co.            09/19/08
.25/.50
New 		Citigroup Global Markets, Morgan Stanley IPO NYSE
F & B          Holding company for pediatric nutrition company.   MJN
  Mechanical Technology   $30mm 2nd-.68      08/15/08
-0/0+
New 		Merriman Curhan Ford, Ardour Capital Investments 2nd NSDQ
Computers          Manufacturer of environmental testing and measurement systems.   MKTY
  Melco Crown Entertainment Ltd. 04-27-2009 15,000,000 2nd-4.40       
New
Deutsche Bank, Merrill Lynch, Oppenheimer & Co. 2nd NSDQ
           Developer and operator of casino gaming and entertainment resort facilities. ADR MPEL
  Merrion Pharmaceuticals Ltd.   4,000,000 6.00-7.00      08/21/09
.25/.75
.50/.75 		Punk Ziegel Knoell, Stanford Group, Goodbody Stockbrokers IPO NSDQ
Healthcare   10.00-12.00    06/05/09 Development of improved oral dosage forms of drugs. ADR MERR
  MidSouth Bancorp Inc.   $30mm 2nd-14.05       
New
Howe Barnes Hoefer & Arnett, FIG Partner LLC, Stifel Nicolaus 2nd NYSE
               MSL
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Mistral Acquisition Co.   3,000,000        09/12/08
-0
-0 		Pali Capital, EarlyBird Capital IPO A-NXT
Finance        08/15/08 Blank check company.    
  MLP & Strategic Equity Fund     20.00      06/01/07
0
New 		BofA Merrill Lynch, Deutsche Bank, A.G. Edwards, BB&T Capital Markets, Ferris Baker Watts, Janney Montgomery, Ladenburg Thalmann, Robert W. Baird IPO NYSE
Finance          Closed end fund investing in the energy sector.   MTP
  National Beef Inc.   17,250,000 15.00-17.00       
 
BofA Merrill Lynch, Credit Suisse, Stephens Inc., Barclays Capital, BMO Capital Markets IPO NYSE
F & B        10/12/09 Holding company for beef processing company National Beef Packing Company LLC.   NBP
  National Energy Resources Acquisition   10,000,000 10.00      09/12/08
-0
-0 		BofA Merrill Lynch, Ferris Baker Watts IPO A-NXT
Finance        08/15/08 Blank check company.   NERUN
  National Security Solutions Inc.   20,000,000 10.00      09/12/08
-0
0 		BofA Merrill Lynch IPO A-NXT
Finance        03/20/08 Blank check company.   NSXUN
  Newfield Exploration Co.(CVNT)   $425mm         
 
J.P. Morgan Chase, Morgan Stanley Cvt NYSE
           Crude oil and natural gasexploration and production company.   (NFX)
  Nexxus Lighting Inc.   3,600,000 2nd-9.11 8   
New
, 2nd NSDQ
Csmr. Prdts          Advanced lighting technology company.   NEXS
  North Asia Investment Corp. 07-21-2008 6,000,000 10.00      03/28/08
0
New 		Citigroup Global Markets, I-Bankers Securities, Ladenburg Thalmann, EarlyBird Capital IPO A-NXT
Finance 10,000,000        Blank check company. ADR NHR.U
  NorthernStar Natural Gas Inc.   $125mm        07/20/07
.25/.75
0/.50 		Citigroup Global Markets IPO NSDQ
Oil & Gas        12/29/06 Natural gas company.   NSNG
  Nuveen Commodities Income Fund   $255mm        06/26/06
0
New 		Nuveen Investments IPO A-NXT
Finance          Investment company.    
  Nuveen Mortgage Opportunity Term Fund 11-23-2009 19,200,000 25.00       
0
Nuveen Investments, Wells Fargo Investments, BofA Merrill Lynch, Raymond James, RBC Capital Markets, Wunderlich Securities Inc, Stifel Nicolaus, Ladenburg Thalmann, Janney Montgomery, Maxim Group, J.J.B. Hilliard, Lyons IPO NYSE
Finance          Closed-end fund.   JLS
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  NVR Inc(CVNT) 09-08-2008 $325mm 100.00      09/09/08
-0/0+
New 		Credit Suisse Cvt NYSE
Construction          Home construction and mortgage banking.   (NVR)
  O'Gara Group Inc. 02-16-2009 8,000,000 14.00-16.00      02/10/09
-0/0
0/.25 		Morgan Keegan, BB&T Capital Markets, Stifel Nicolaus, Raymond James, Oppenheimer & Co. IPO NSDQ
Pro. Services   17.00-19.00    02/09/09 Provider of products and services for homeland security, counter terrorism and low intensity conflict.   OGAR
  Oasis Group Inc. (CA)   30,000,000 10.00      09/12/08
-0
0 		Bear Stearns IPO A-NXT
Finance        03/07/08 Blank check company.   OGHUN
H OmniAmerican Bancorp Inc. 01-18-2010 10,350,000 10.00      01/15/10
.50/1.00
New 		Keefe Bruyette IPO NSDQ
Finance          Commercial bank. Bank conversion.   OABC
  Orbit Acquisition Corp.   25,000,000 10.00      09/12/08
-0
-0/0 		J.P. Morgan Chase IPO A-NXT
Finance        08/15/08 Blank check company.   OSWUN
  Pacific Continetal Corp.   $40mm 2nd-10.48      10/30/09
0/0+
New 		, 2nd NSDQ
           Holding company for Pacific Continental Bank.   PCBK
  Pacific Premier Bancorp Inc.   4,761,904 2nd-4.29       
New
Howe Barnes Hoefer & Arnett 2nd NSDQ
           Provider of mortgage loan products.   PPBI
  Parkervision Inc 11-09-2009 8,000,000 2nd-2.55       
No Call
Piper Jaffray 2nd NSDQ
Computers          Manufacturer of automated video camera systems   PRKR
  Penn Virginia GP Holdings LP   10,000,000 2nd-14.80       
New
Barclays Capital 2nd NYSE
               PVG
  Pepco Holdings Inc.   6,500,000 2nd-28.09      11/16/07
-0/0+
New 		J.P. Morgan Chase 2nd NYSE
Utility          Electric utility holding company. (Off Shelf))   POM
  Phenomix Corp.   $86.50mm         
 
Morgan Stanley, Credit Suisse, Pacific Growth, Oppenheimer & Co. IPO NSDQ
           Drug discovery firm for immune system and metabolic diseases.   PHMX
  Pioneer Southwest Energy Partners LP   2,700,000 2nd-21.66       
No Call
Merrill Lynch, UBS Securities, Wells Fargo Investments, Citigroup Global Markets, RBC Capital Markets, J.P. Morgan Chase 2nd NYSE
Oil & Gas          Limited partnership recently formed by Pioneer to own and acquire oil and gas properties in the area of operations.   PSE
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  PJSC Acquisition Corp.   15,000,000 10.00      09/12/08
-0
-0/0 		BofA Merrill Lynch IPO  
Finance        09/05/08 Blank check company.    
  Plainfield Direct Inc.   $200mm        09/12/08
-0
-0/0 		Merrill Lynch, BMO Capital Markets, Bear Stearns, Credit Suisse, Deutsche Bank IPO NYSE
Finance        08/15/08 Business development company.   PLF
  Plains Capital Corp.   15,000,000 14.00-16.00 31  11/04/09
-0/0
.25/.75 		J.P. Morgan Chase, Stephens Inc., Fox-Pitt Kelton, Keefe Bruyette IPO NYSE
Finance        10/30/09 Banking services.   PCB
  PNC Financial Services Group   15,000,000 2nd-42.20       
New
, 2nd NYSE
           Diversified financial services company.   PNC
  Power-One Inc.(144A) 06-09-2008 $75mm        06/12/08
0/0+
Lehman Brothers Cvt NSDQ
Computers          Designs and manufactures power conversion products.   (PWER)
  Prospect Capital Corp.   3,450,000 2nd-15.92       
No Call
Citigroup Global Markets, Wachovia Capital, RBC Capital Markets, Oppenheimer & Co. 2nd NSDQ
               PSEC
  Pypo China Holdings Ltd.   $30mm 2nd-8.50       
New
Rodman & Renshaw 2nd NSDQ
           Wireless communication product retailer.(Listed on the OTC BB PYPCF)   FLTK
  QKL Stores Inc   $34.50mm 2nd-6.75       
New
Roth Capital Partners 2nd NSDQ
Retail          Operator of supermarket chain in northeastern China and Inner Mongolia.   QKL
  Quaint Oak Bancorp Inc.   1,207,500        08/24/07
-0/0
New 		Ryan Beck & Co. IPO A-NXT
Finance          Banking services.    
  Radian Group Inc.     2nd-5.36      05/23/08
-0/0+
New 		Lehman Brothers 2nd NYSE
Insurance          Provides financial guarantee and mortgage insurance.   RDN
  Ramco-Gershenson Properties Trust   3,000,000 2nd-4.89      03/20/09
-0/0+
New 		Cantor Fitzgerald 2nd NYSE
Real Estate          REIT- shopping centers. ATM offering.   RPT
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Rand Acquisition Corp. II   6,000,000 8.00      09/12/08
-0
-0 		EarlyBird Capital, Legend Merchant Group IPO  
Finance        08/15/08 Blank check company.    
  Redstar Partners Inc.   3,000,000 8.00      09/12/08
-0
-0 		Morgan Joseph IPO  
Finance 4,500,000      08/15/08 Blank check company.    
  Reinsurance Group of America Inc. 09-08-2008 29,000,000 2nd-50.62       
New
Merrill Lynch, Goldman Sachs 2nd NYSE
Insurance          Provides ordinary life and accident reinsurance service to life insurance companies.   RGA
  RMR Dividend Capture Fund   $10mm        10/26/07
0
New 		Oppenheimer & Co., RBC Capital Markets, Ferris Baker Watts, Janney Montgomery, Comerica Securities, Morgan Keegan, Robert W. Baird, Sterne Agee & Leach, Stifel Nicolaus IPO A-NXT
Finance          Closed end fund.   RCR
  rue21 Inc 11-09-2009 6,765,437 16.00-18.00 76   
New
BofA Merrill Lynch, J.P. Morgan Chase, Goldman Sachs, Piper Jaffray IPO NSDQ
Retail          Teenage apparel retailer.   RUE
  Salix Pharmaceuticals Ltd.(144A) 08-18-2008 $50mm         
-0/0+
Cvt NSDQ
           Manufacturing for the treatment of gastrointestinal diseases.   (SLXP)
  Saul Centers Inc.     2nd-46.85       
No Call
Raymond James 2nd NYSE
               BFS
  Secunda International Ltd.            08/15/08
-0
0/.50 		UBS Securities, RBC Capital Markets, Fortis Securities, Bear Stearns IPO NSDQ
Oil & Gas        07/06/07 Supplies services to the offshore oil and gas industry.   SMSL
  Select Comfort Corporation 12-07-2009   2nd-5.01      12/08/09
0/0+
New 		Piper Jaffray 2nd NSDQ
           Manufactures innovative air beds and sleep related products.   SCSS
  Seligman Premium Technology Growth Fund Inc 11-23-2009 16,000,000 20.00       
0
UBS Securities, Wells Fargo Investments, Ameriprise Advisor Services, Oppenheimer & Co., RBC Capital Markets, Raymond James, Robert W. Baird, Wedbush Morgan, Stifel Nicolaus, Wunderlich Securities Inc, J.J.B. Hilliard, Lyons, Maxim Group, Ladenburg Thalmann, Janney Montgomery IPO NYSE
Finance          Closed-end management investment company.   STK
  This confidential report was created for Sample.
A Copyrighted Product of Triad Securities Corp., I.P.O. Update/Consensus Report
NY: 212-349-8060 800-221-8440
London: (0)207-235-5206
The opinions expressed within are subject to change without notice.
The information contained within this report has been obtained from sources believed to be reliable,
but no representation is made as to their accuracy or completeness.
 0+++=Very Good
0++=Good
0+=Shot
0=Flat
-0/0+=Risky/Shot
-0=Risky/Avoid
Last Updated
2:13PM 		Triad Securities I.P.O. Update/Consensus Report
Alphabetical 		08/22/2008

H   Issuer Due Date
Industry 		Amount
Old Amt 		Range SS%
F% 		Call
Date 		Consensus    Managers (bold denotes lead) Type
ADR 		  Exch
  Sym
  Senior Housing Properties Trust 06-02-2008 10,000,000 2nd-21.95      06/03/08
-0/0+
New 		Merrill Lynch, Citigroup Global Markets, UBS Securities, RBC Capital Markets, Morgan Stanley, Keefe Bruyette, Janney Montgomery, Robert W. Baird, Oppenheimer & Co., Morgan Keegan 2nd NYSE
Real Estate          REIT.   SNH
  ShengdaTech Inc.(144A) 05-19-2008 $100mm        05/16/08
-0/0+
Oppenheimer & Co., Roth Capital Partners, Brean Murray Cvt NSDQ
Chemicals          Producer of coal-based chemicals.   (SDTH)
H SHG Holding Solutions Inc.   $175mm        10/13/06
.50/1.00
New 		BofA Merrill Lynch, Credit Suisse, UBS Securities, Bear Stearns, J.P. Morgan Chase, Goldman Sachs, Lehman Brothers, Scotia Capital, RBC Capital Markets IPO NYSE
Healthcare          Provider of integrated long-term healthcare services.   SKH
  SMG Indium Resources Ltd.   11,000,000 5.00      08/15/08
-0
0/.50 		Maxim Group IPO A-NXT
Mining        03/20/08 Purchase and stockpiles metals. (Name change from Specialty Metals Indium)   INDUN
H Smile Brands Group Inc.   $143.75mm        12/30/09
.50/.75
New 		Jefferies & Co., Credit Suisse, Wells Fargo Investments, William Blair, Oppenheimer & Co. IPO NYSE
Healthcare          Provides support services to dental groups.    
  Sotheby's Holdings(144A) 06-09-2008 $150mm        06/10/08
0+
Goldman Sachs Cvt NYSE
Retail          Conducts auctions of fine arts and jewelry.   (BID)
  Sovereign Bancorp(CVNT) 05-12-2008 $500mm        05/12/08
0/0+
Lehman Brothers Cvt NYSE
Finance          Holding company for Sovereign Bank.   (SOV)
  Staccato Acquisition Corp.   6,125,000 8.00      09/12/08
-0
-0 		EarlyBird Capital, Pali Capital, Morgan Joseph IPO  
Finance        08/15/08 Blank check company.    
  Standard Pacific Corp.   27,000,000 2nd-2.22      09/05/08